11th Jun 2010 11:12
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
10/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
147,939 |
GBP 5.93 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Sale |
56,566 |
GBP 5.94 |
GBP 5.75 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
1350 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
LONG |
34 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5814 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5536 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5279 |
GBP 5.83 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3528 |
GBP 5.76 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1957 |
GBP 5.76 |
|
|
Common - GB0009697037 |
Swap |
LONG |
6500 |
GBP 5.93 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1673 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
8119 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1175 |
GBP 5.93 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1119 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1116 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1000 |
GBP 5.93 |
|
|
Common - GB0009697037 |
Swap |
LONG |
804 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
LONG |
355 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
LONG |
344 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1866 |
GBP 5.91 |
|
|
Common - GB0009697037 |
Swap |
LONG |
83000 |
GBP 5.93 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5976 |
GBP 5.83 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1766 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
297 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
427 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
804 |
GBP 5.86 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1116 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1119 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1350 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1615 |
GBP 5.86 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
251 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3528 |
GBP 5.76 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
4042 |
GBP 5.76 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
5536 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
5848 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
8119 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
16120 |
GBP 5.77 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1530 |
GBP 5.93 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
11/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
10/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
46,610 |
GBP 7.62 |
GBP 7.50 |
|
|
Common - GB0031729733 |
Sale |
229,992 |
GBP 7.62 |
GBP 7.50 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
4510 |
GBP 7.57 |
|
|
Common - GB0031729733 |
Swap |
LONG |
131 |
GBP 7.52 |
|
|
Common - GB0031729733 |
Swap |
LONG |
371 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
LONG |
386 |
GBP 7.54 |
|
|
Common - GB0031729733 |
Swap |
LONG |
641 |
GBP 7.52 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1007 |
GBP 7.57 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1067 |
GBP 7.57 |
|
|
Common - GB0031729733 |
Swap |
LONG |
44 |
GBP 7.52 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2158 |
GBP 7.54 |
|
|
Common - GB0031729733 |
Swap |
LONG |
23000 |
GBP 7.51 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1689 |
GBP 7.62 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
371 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
9770 |
GBP 7.56 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
8630 |
GBP 7.56 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
3645 |
GBP 7.59 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
3165 |
GBP 7.50 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1483 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1067 |
GBP 7.54 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
11/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Investec Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to INVESTEC PLC |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
10/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B17BBQ50 |
Purchase |
19,161 |
GBP 4.87 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Sale |
12,116 |
GBP 4.86 |
GBP 4.80 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
5507 |
GBP 4.75 |
|
|
Common - |
Swap |
LONG |
15 |
GBP 4.83 |
|
|
Common - |
Swap |
LONG |
300 |
GBP 4.84 |
|
|
Common - |
Swap |
LONG |
370 |
GBP 4.85 |
|
|
Common - |
Swap |
LONG |
815 |
GBP 4.75 |
|
|
Common - |
Swap |
LONG |
1001 |
GBP 4.83 |
|
|
Common - |
Swap |
LONG |
15 |
GBP 4.82 |
|
|
Common - |
Swap |
LONG |
2323 |
GBP 4.75 |
|
|
Common - |
Swap |
LONG |
7397 |
GBP 4.80 |
|
|
Common - |
Swap |
LONG |
1418 |
GBP 4.85 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
7397 |
GBP 4.80 |
|
|
Common - |
Swap |
SHORT |
1893 |
GBP 4.83 |
|
|
Common - |
Swap |
SHORT |
815 |
GBP 4.81 |
|
|
Common - |
Swap |
SHORT |
531 |
GBP 4.85 |
|
|
Common - |
Swap |
SHORT |
470 |
GBP 4.85 |
|
|
Common - |
Swap |
SHORT |
415 |
GBP 4.81 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
11/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
Related Shares:
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