20th May 2022 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 19 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 270973 | 1.58250 GBP | 1.55271 GBP |
25p ordinary | Sell
| 141300 | 1.63002 GBP | 1.54900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 10004 | 1.553 GBP |
25p ordinary | CFD
| Long | 11854 | 1.568372 GBP |
25p ordinary | CFD
| Long | 4533 | 31.04692698 ZAR |
25p ordinary | CFD
| Long | 1714 | 1.577992 GBP |
25p ordinary | CFD
| Long | 21756 | 1.559053 GBP |
25p ordinary | CFD
| Long | 21243 | 1.556711 GBP |
25p ordinary | CFD
| Long | 2 | 1.5705 GBP |
25p ordinary | CFD
| Long | 4 | 1.5723428 GBP |
25p ordinary | CFD
| Long | 5 | 1.5776 GBP |
25p ordinary | CFD
| Long | 188 | 1.553617 GBP |
25p ordinary | CFD
| Long | 25 | 1.568 GBP |
25p ordinary | CFD
| Long | 2770 | 1.5599274 GBP |
25p ordinary | CFD
| Short | 18632 | 1.56565033276084 GBP |
25p ordinary | CFD
| Short | 7727 | 1.56977623916138 GBP |
25p ordinary | CFD
| Short | 6273 | 1.553 GBP |
25p ordinary | CFD
| Short | 17018 | 1.57727239 GBP |
25p ordinary | CFD
| Short | 14929 | 1.56002679 GBP |
25p ordinary | CFD
| Short | 4719 | 1.566955 GBP |
25p ordinary | CFD
| Short | 13358 | 1.552709 GBP |
25p ordinary | CFD
| Short | 50026 | 1.563391 GBP |
25p ordinary | CFD
| Short | 2690 | 1.5530233 GBP |
25p ordinary | CFD
| Short | 6823 | 1.57740407 GBP |
25p ordinary | CFD
| Short | 2900 | 1.56 GBP |
25p ordinary | CFD
| Short | 12989 | 1.562131 GBP |
25p ordinary | CFD
| Short | 7161 | 1.56977279709538 GBP |
25p ordinary | CFD
| Short | 12246 | 1.562184 GBP |
25p ordinary | CFD
| Short | 811 | 1.56682120838471 GBP |
25p ordinary | CFD
| Short | 8011 | 1.56589664211709 GBP |
25p ordinary | CFD
| Short | 58 | 1.55560382 GBP |
25p ordinary | CFD
| Short | 5464 | 1.56562920937042 GBP |
25p ordinary | CFD
| Short | 274 | 1.578686 GBP |
25p ordinary | CFD
| Short | 662 | 1.55403323 GBP |
25p ordinary | CFD
| Short | 4533 | 31.04692698 ZAR |
25p ordinary | CFD
| Short | 1046 | 1.56046845 GBP |
25p ordinary | CFD
| Short | 1855 | 1.564582 GBP |
25p ordinary | CFD
| Short | 2413 | 1.57409076 GBP |
25p ordinary | CFD
| Short | 6595 | 1.567777 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 May 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.LSHB.L