13th May 2022 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shaftesbury Plc |
(d) Date dealing undertaken: | 12 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 543055 | 1.61000 GBP | 1.57400 GBP |
25p ordinary | Sell
| 385656 | 1.611978 GBP | 1.57398 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 41 | 1.580049 GBP |
25p ordinary | CFD
| Long | 1966 | 1.583973 GBP |
25p ordinary | CFD
| Long | 192 | 1.584375 GBP |
25p ordinary | CFD
| Long | 250 | 1.58884 GBP |
25p ordinary | CFD
| Long | 598 | 1.59148298 GBP |
25p ordinary | CFD
| Long | 2550 | 1.586244 GBP |
25p ordinary | CFD
| Long | 86819 | 1.58797913 GBP |
25p ordinary | CFD
| Long | 562 | 1.58887900355872 GBP |
25p ordinary | CFD
| Long | 59796 | 1.589 GBP |
25p ordinary | CFD
| Long | 17760 | 1.583554 GBP |
25p ordinary | CFD
| Long | 10647 | 1.58914793 GBP |
25p ordinary | CFD
| Long | 18013 | 1.589557 GBP |
25p ordinary | CFD
| Long | 15 | 1.583 GBP |
25p ordinary | CFD
| Long | 2259 | 1.58485613 GBP |
25p ordinary | CFD
| Long | 16787 | 31.29973194 ZAR |
25p ordinary | CFD
| Long | 6942 | 1.586873 GBP |
25p ordinary | CFD
| Long | 106 | 1.5808419 GBP |
25p ordinary | CFD
| Short | 10752 | 1.60299841889881 GBP |
25p ordinary | CFD
| Short | 2799 | 1.58691711325473 GBP |
25p ordinary | CFD
| Short | 25346 | 1.589 GBP |
25p ordinary | CFD
| Short | 16787 | 31.29973194 ZAR |
25p ordinary | CFD
| Short | 11789 | 1.60299932140131 GBP |
25p ordinary | CFD
| Short | 4076 | 1.58692173699706 GBP |
25p ordinary | CFD
| Short | 409 | 1.58690464547677 GBP |
25p ordinary | CFD
| Short | 2259 | 1.577 GBP |
25p ordinary | CFD
| Short | 9485 | 1.58691997891407 GBP |
25p ordinary | CFD
| Short | 4326 | 1.589479 GBP |
25p ordinary | CFD
| Short | 31868 | 1.58769486632358 GBP |
25p ordinary | CFD
| Short | 19429 | 1.58627721447321 GBP |
25p ordinary | CFD
| Short | 40053 | 1.5891986 GBP |
25p ordinary | CFD
| Short | 36286 | 1.58583937 GBP |
25p ordinary | CFD
| Short | 3134 | 1.609 GBP |
25p ordinary | CFD
| Short | 1891 | 1.58675674 GBP |
25p ordinary | CFD
| Short | 43 | 1.582326 GBP |
25p ordinary | CFD
| Short | 1414 | 1.595997 GBP |
25p ordinary | CFD
| Short | 44679 | 1.585403 GBP |
25p ordinary | CFD
| Short | 26756 | 1.58783 GBP |
25p ordinary | CFD
| Short | 9670 | 1.59628976 GBP |
25p ordinary | CFD
| Short | 21511 | 1.597 GBP |
25p ordinary | CFD
| Short | 19 | 1.578 GBP |
25p ordinary | CFD
| Short | 11 | 1.589091 GBP |
25p ordinary | CFD
| Short | 1174 | 1.592 GBP |
25p ordinary | CFD
| Short | 9310 | 1.580944 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 May 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L