11th Jul 2022 10:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital And Counties Properties plc |
(d) Date dealing undertaken: | 08 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 237359 | 1.50000 GBP | 1.44802 GBP |
25p ordinary | Sell
| 958755 | 1.50000 GBP | 1.44022 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 19355 | 1.48682133 GBP |
25p ordinary | CFD
| Long | 117883 | 1.496 GBP |
25p ordinary | CFD
| Long | 1331 | 1.48483787 GBP |
25p ordinary | CFD
| Long | 4539 | 1.475966 GBP |
25p ordinary | CFD
| Long | 2533 | 29.84628899 ZAR |
25p ordinary | CFD
| Long | 19603 | 1.49092230781003 GBP |
25p ordinary | CFD
| Long | 22193 | 1.49092448069211 GBP |
25p ordinary | CFD
| Long | 8212 | 29.38131515 ZAR |
25p ordinary | CFD
| Long | 39839 | 1.48458242 GBP |
25p ordinary | CFD
| Long | 15313 | 1.48311621 GBP |
25p ordinary | CFD
| Long | 18251 | 1.49593567 GBP |
25p ordinary | CFD
| Long | 21611 | 1.49598939 GBP |
25p ordinary | CFD
| Long | 89144 | 1.48423093 GBP |
25p ordinary | CFD
| Long | 51062 | 1.48214721 GBP |
25p ordinary | CFD
| Long | 5197 | 1.48803915 GBP |
25p ordinary | CFD
| Long | 16864 | 1.48590725 GBP |
25p ordinary | CFD
| Long | 34273 | 1.4959252 GBP |
25p ordinary | CFD
| Long | 52586 | 1.49579242 GBP |
25p ordinary | CFD
| Long | 20959 | 1.47181211 GBP |
25p ordinary | CFD
| Long | 14728 | 1.48940793 GBP |
25p ordinary | CFD
| Long | 11625 | 1.4741557 GBP |
25p ordinary | CFD
| Long | 9277 | 1.490616 GBP |
25p ordinary | CFD
| Long | 4779 | 1.495851 GBP |
25p ordinary | CFD
| Long | 1911 | 1.4936345 GBP |
25p ordinary | CFD
| Long | 24000 | 1.47829916666667 GBP |
25p ordinary | CFD
| Long | 5805 | 1.492366 GBP |
25p ordinary | CFD
| Long | 21595 | 1.470732 GBP |
25p ordinary | CFD
| Long | 155459 | 1.489915 GBP |
25p ordinary | CFD
| Short | 6698 | 1.4697238 GBP |
25p ordinary | CFD
| Short | 6727 | 1.48331024230712 GBP |
25p ordinary | CFD
| Short | 3968 | 1.48629889112903 GBP |
25p ordinary | CFD
| Short | 2533 | 29.84628899 ZAR |
25p ordinary | CFD
| Short | 31993 | 1.496 GBP |
25p ordinary | CFD
| Short | 3595 | 1.490429 GBP |
25p ordinary | CFD
| Short | 1117 | 1.48499248 GBP |
25p ordinary | CFD
| Short | 586 | 1.44802048 GBP |
25p ordinary | CFD
| Short | 3140 | 1.482252 GBP |
25p ordinary | CFD
| Short | 9458 | 1.483472 GBP |
25p ordinary | CFD
| Short | 2212 | 1.49602244 GBP |
25p ordinary | CFD
| Short | 13998 | 1.48533154736391 GBP |
25p ordinary | CFD
| Short | 426 | 1.49218896713615 GBP |
25p ordinary | CFD
| Short | 8212 | 29.38131515 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 July 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L