4th Aug 2022 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 3 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 338,642
668,463 | 1.4890 GBP
1.4890 GBP | 1.4520 GBP
1.4490 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 7,954 16 2,342 1,357 1,126 628 560 3,280
1 1,755 832 1,964 4,599 9,662 21,699 13,988 14,907 1,323 2,312 7,203 31,076 9,662 6,323 628
68,205 403,674 74 32 1,830 976 1,185 5,355 568 37,781 13,508 2,281 6,739 3,208 16,656
200 5,260 4,733 2 1,054 6,828 291 2,195 11,161 4,140 4,618 5,333 6,088 3,271 758 453 635 1,219 23,287 335 2,485 15,760 494 6,557 19,625 3,585 7,021 254 258 765 4,156 494 130 83 1,614 79,299 9,662 976 79,555 9,662 | 1.4627 GBP 1.4718 GBP 1.4744 GBP 29.8336 ZAR 29.8850 ZAR 29.9796 ZAR 29.9800 ZAR 30.0685 ZAR
1.4510 GBP 1.4620 GBP 1.4628 GBP 1.4638 GBP 1.4656 GBP 1.4708 GBP 1.4716 GBP 1.4727 GBP 1.4764 GBP 1.4768 GBP 1.4830 GBP 1.4880 GBP 1.4889 GBP 29.2500 ZAR 29.9773 ZAR 29.9796 ZAR
1.4662 GBP 1.4668 GBP 29.7100 ZAR 29.8000 ZAR 29.8489 ZAR 29.8601 ZAR 29.8761 ZAR 29.8784 ZAR 29.9000 ZAR 29.9219 ZAR 29.9790 ZAR 29.9975 ZAR 30.0000 ZAR 30.0162 ZAR 30.0333 ZAR
1.4520 GBP 1.4608 GBP 1.4639 GBP 1.4640 GBP 1.4660 GBP 1.4661 GBP 1.4662 GBP 1.4663 GBP 1.4670 GBP 1.4671 GBP 1.4672 GBP 1.4673 GBP 1.4674 GBP 1.4675 GBP 1.4679 GBP 1.4681 GBP 1.4686 GBP 1.4687 GBP 1.4689 GBP 1.4692 GBP 1.4693 GBP 1.4696 GBP 1.4739 GBP 1.4740 GBP 1.4751 GBP 1.4753 GBP 1.4768 GBP 1.4769 GBP 1.4810 GBP 1.4832 GBP 1.4833 GBP 1.4838 GBP 1.4839 GBP 1.4840 GBP 1.4867 GBP 1.4890 GBP 29.2500 ZAR 29.8601 ZAR 29.9537 ZAR 29.9918 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 4 August 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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