2nd Aug 2022 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 1 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 583,184
390,647 | 1.4940 GBP
1.4920 GBP | 1.4710 GBP
1.4719 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 9,325 5,752 1,266 4,111 1,260 3,694 497 749 4,234
7,233 14,737 21 7,908 52,375 1,566 10,995 1,702 14,048 7,908 497
103,051 1,418 14,956 4,220 762 3,688 66 7,314 1,386
26,351 2,190 2,298 330 25,187 135,914 10,802 52,680 872 5,064 21,479 6,366 35,575 8,649 9,706 16,336 5,881 1,653 10 612 1,473 797 7,908 7,908 9,528 | 1.4779 GBP 1.4830 GBP 1.4930 GBP 29.6927 ZAR 29.8100 ZAR 29.9338 ZAR 30.0046 ZAR 30.0200 ZAR 30.0758 ZAR
1.4719 GBP 1.4720 GBP 1.4747 GBP 1.4783 GBP 1.4805 GBP 1.4851 GBP 1.4857 GBP 1.4920 GBP 29.8992 ZAR 29.9400 ZAR 30.0046 ZAR
1.4775 GBP 1.4806 GBP 1.4877 GBP 29.7000 ZAR 29.7601 ZAR 29.8200 ZAR 29.8900 ZAR 29.9976 ZAR 30.0800 ZAR
1.4721 GBP 1.4732 GBP 1.4738 GBP 1.4792 GBP 1.4797 GBP 1.4805 GBP 1.4810 GBP 1.4813 GBP 1.4816 GBP 1.4823 GBP 1.4829 GBP 1.4835 GBP 1.4848 GBP 1.4850 GBP 1.4857 GBP 1.4867 GBP 1.4878 GBP 1.4880 GBP 1.4892 GBP 1.4897 GBP 1.4901 GBP 1.4903 GBP 29.7564 ZAR 29.9400 ZAR 29.9902 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 2 August 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L