3rd Oct 2022 10:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 30 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 1,251,333
1,000,614 | 1.0720 GBP
1.0690 GBP | 1.0095 GBP
1.0095 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 2 162,953 1 59,760 885 992 6 992 5 1 506 1,570 5,973 2,383 1,101
4,290 5,206 18,276 7,412 35,977 7,269 5,431 3,811 5,301 8,600 9,608 107,104 1,315 15,438 17,355 25,100 87,520 17,355 14,414
21,377 3 4,282 3 758 14,234 2,363
4,542 3,498 23,030 6,110 35,473 4,325 40,481 104,282 22,602 18,081 4,174 32,106 26,082 1,167 17,355 17,355 | 1.0480 GBP 1.0481 GBP 1.0500 GBP 1.0585 GBP 20.5900 ZAR 20.6700 ZAR 20.8383 ZAR 20.9100 ZAR 20.9400 ZAR 20.9600 ZAR 21.0008 ZAR 21.1003 ZAR 21.2466 ZAR 21.2772 ZAR 21.3248 ZAR
1.0095 GBP 1.0338 GBP 1.0402 GBP 1.0498 GBP 1.0524 GBP 1.0531 GBP 1.0532 GBP 1.0536 GBP 1.0550 GBP 1.0568 GBP 1.0570 GBP 1.0573 GBP 1.0590 GBP 1.0606 GBP 1.0615 GBP 1.0629 GBP 1.0630 GBP 20.4200 ZAR 21.1258 ZAR
1.0493 GBP 1.0510 GBP 1.0551 GBP 1.0630 GBP 20.8612 ZAR 21.2500 ZAR 21.2800 ZAR
1.0330 GBP 1.0389 GBP 1.0390 GBP 1.0399 GBP 1.0429 GBP 1.0445 GBP 1.0450 GBP 1.0459 GBP 1.0486 GBP 1.0492 GBP 1.0545 GBP 1.0630 GBP 1.0631 GBP 1.0640 GBP 20.4200 ZAR 21.2374 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 3 October 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L