8th Dec 2022 14:41
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 1 December 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 168,103
820,355 | 1.0360 GBP
1.0470 GBP | 1.0063 GBP
1.0070 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 30,394 17,611 37,173 331
2,664 54,073 75,839 2,387 138,905 9,869 3,181 19,619 2,077 15,490 29,277 1,567 1,291 4,725 90,140 75,000 6,858 500 20,852 14,518 4,024 7,558 167 39,337 331
346,973 321,391 1,562 159 988 1,560 7,057 5,248 2,641 2,641 1,369 94 1,596 1,560 2,080 645 1,040 1,040
682 8,053 936 5,898 15,733 1,756 239 23,733 3,174 22,145 86,919 4,946 4,994 831 30,292 30,884 38,933 3 90,140 75,000 404 54,477 29,559 3,885 35,048 | 1.0186 GBP 1.0445 GBP 1.0478 GBP 22.1800 ZAR
1.0109 GBP 1.0149 GBP 1.0150 GBP 1.0199 GBP 1.0200 GBP 1.0211 GBP 1.0212 GBP 1.0346 GBP 1.0357 GBP 1.0422 GBP 1.0428 GBP 1.0439 GBP 1.0460 GBP 1.0470 GBP 20.6300 ZAR 21.0105 ZAR 21.5351 ZAR 21.7500 ZAR 21.8000 ZAR 21.8174 ZAR 21.9000 ZAR 21.9457 ZAR 22.0300 ZAR 22.0668 ZAR 22.1760 ZAR
1.0113 GBP 1.0125 GBP 1.0197 GBP 1.0202 GBP 21.6837 ZAR 21.7900 ZAR 21.7905 ZAR 21.7970 ZAR 21.8000 ZAR 21.8335 ZAR 21.8460 ZAR 21.8700 ZAR 21.9002 ZAR 21.9067 ZAR 21.9600 ZAR 21.9761 ZAR 22.0500 ZAR 22.0750 ZAR
1.0063 GBP 1.0113 GBP 1.0120 GBP 1.0125 GBP 1.0133 GBP 1.0151 GBP 1.0167 GBP 1.0169 GBP 1.0172 GBP 1.0195 GBP 1.0200 GBP 1.0250 GBP 1.0254 GBP 1.0259 GBP 1.0273 GBP 1.0358 GBP 1.0477 GBP 1.0510 GBP 20.6300 ZAR 21.0105 ZAR 21.7700 ZAR 21.7995 ZAR 21.8467 ZAR 21.9400 ZAR 22.0847 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 8 December 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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