29th Sep 2022 13:51
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 26 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 745,033
824,824 | 1.0940 GBP
1.0870 GBP | 1.0360 GBP
1.0340 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 42,852 14,994 2,411 4,244 1 24,533 8,339 9,538
130,747 221 3,520 5,977 9,451 5,193 16,559 2,181 6,123 15,610 31,915 80,447 1
1,504 12 3,483 44,940 24,533 1,278 1,418 4,283 960 703 389 1,061 625 14,995 1,156 9,263 1,440 1,310 2,397 2,425 8,332 1,307 554 794 960 9,538
8,320 16,872 1,975 27,266 37,850 6,625 57,663 15,538 4,818 8,540 5,669 1,773 72,097 30,453 84 16,122 | 1.0486 GBP 1.0652 GBP 20.1531 ZAR 20.3330 ZAR 20.3900 ZAR 20.5521 ZAR 20.7333 ZAR 21.5000 ZAR
1.0360 GBP 1.0385 GBP 1.0395 GBP 1.0441 GBP 1.0446 GBP 1.0453 GBP 1.0456 GBP 1.0480 GBP 1.0484 GBP 1.0494 GBP 1.0605 GBP 1.0673 GBP 1.0800 GBP
1.0358 GBP 1.0443 GBP 1.0454 GBP 1.0513 GBP 1.0667 GBP 20.1635 ZAR 20.1806 ZAR 20.2053 ZAR 20.3050 ZAR 20.3127 ZAR 20.3700 ZAR 20.3710 ZAR 20.3900 ZAR 20.5264 ZAR 20.5389 ZAR 20.5848 ZAR 20.5967 ZAR 20.6000 ZAR 20.6161 ZAR 20.6284 ZAR 20.6360 ZAR 20.6600 ZAR 20.7948 ZAR 20.8051 ZAR 20.8700 ZAR 21.5000 ZAR
1.0361 GBP 1.0460 GBP 1.0525 GBP 1.0531 GBP 1.0533 GBP 1.0576 GBP 1.0590 GBP 1.0640 GBP 1.0645 GBP 1.0675 GBP 1.0677 GBP 1.0723 GBP 1.0727 GBP 1.0752 GBP 1.0880 GBP 20.4914 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 29 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L