20th Sep 2022 11:24
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 12 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale
| 730,531
638,614 21,949 | 1.2210 GBP
1.2190 GBP 23.6272 ZAR
| 1.1780 GBP
1.1700 GBP 23.6272 ZAR
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short | 2,507 5,833 3,669 83 1,035 1,768 15,066 4,592 3,848 10,132 7,523
21,950 19,430 26,414 12,719 2,528 18,633 271 6,668 6,850 486 41,149 1,691 3,886 15,441 37,390
957 61,254 21,949 8,636 76 3,019 4,428
6,484 7,412 3,840 2,362 2,567 1,215 9,710 4,815 36,208 37,380 16,228 1,877 22,747 46 33,477 143 34,235 15,441 21,949 | 1.1813 GBP 23.6622 ZAR 23.7327 ZAR 23.8100 ZAR 24.0000 ZAR 24.0150 ZAR 24.0194 ZAR 24.1874 ZAR 24.2892 ZAR 24.3000 ZAR 24.3046 ZAR
1.1790 GBP 1.1960 GBP 1.2020 GBP 1.2060 GBP 1.2093 GBP 1.2130 GBP 1.2150 GBP 1.2154 GBP 1.2158 GBP 1.2159 GBP 1.2160 GBP 1.2170 GBP 1.2172 GBP 23.5500 ZAR 24.1149 ZAR
1.1920 GBP 1.2072 GBP 23.6272 ZAR 23.7747 ZAR 23.8300 ZAR 24.3080 ZAR 24.3100 ZAR
1.1867 GBP 1.1873 GBP 1.1912 GBP 1.1933 GBP 1.1954 GBP 1.2000 GBP 1.2001 GBP 1.2048 GBP 1.2052 GBP 1.2059 GBP 1.2068 GBP 1.2100 GBP 1.2149 GBP 1.2156 GBP 1.2159 GBP 1.2160 GBP 1.2161 GBP 23.5500 ZAR 23.6272 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 20 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L