14th Sep 2022 15:40
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 9 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 555,166
464,750 | 1.1980 GBP
1.1970 GBP | 1.1770 GBP
1.1785 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short | 1,806 17,204 56,605 414 14,740 700 3 1,356 1,761 1,946 1,298
6,351 4,146 2,285 77 4,248 17,487 15,016 4,219 2,930 21,793 3,903 9,488 2,178 2,698 6,790 3,666 3,644
1,430 5,631 28,079 770 7,896 481 1,277 7,478 2,370 1,946
124,016 7,728 236 13,618 3,461 14,765 2,133 21,459 1,708 990 6,790 9,488 | 1.1791 GBP 1.1792 GBP 1.1845 GBP 23.6600 ZAR 23.6614 ZAR 23.7000 ZAR 23.7200 ZAR 23.7414 ZAR 23.7800 ZAR 23.8834 ZAR 23.9185 ZAR
1.1789 GBP 1.1800 GBP 1.1809 GBP 1.1810 GBP 1.1820 GBP 1.1824 GBP 1.1835 GBP 1.1856 GBP 1.1866 GBP 1.1872 GBP 1.1876 GBP 1.1906 GBP 23.5500 ZAR 23.6061 ZAR 23.6700 ZAR 24.1436 ZAR 24.2328 ZAR
1.1807 GBP 1.1915 GBP 1.1931 GBP 23.5300 ZAR 23.5513 ZAR 23.6000 ZAR 23.6579 ZAR 23.8096 ZAR 23.8222 ZAR 23.9800 ZAR
1.1790 GBP 1.1791 GBP 1.1807 GBP 1.1810 GBP 1.1817 GBP 1.1819 GBP 1.1864 GBP 1.1871 GBP 23.6000 ZAR 23.6176 ZAR 23.6700 ZAR 24.0420 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 14 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L