4th Jan 2023 17:20
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 3 January 2023 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 849,260
1,010,374 | 1.1090 GBP
1.1076 GBP | 1.0745 GBP
1.0819 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 714 1,066 1,350 7,596 2,068 7,596 39 19 1,551
4,683 1,183 510 925 3,495 7,177 4,842 93 39,235 27 81 1,235 432 4,863 3,759 1,376 1,536 6,094 7,607 1,035 55,795 71 216 5,476 2,934 3,677
1,066 16,182 3 7,596 14,693 5 41,482 7,596 3,802 3,794
144 104 118 53,713 14,730 16,155 8,721 815 2,870 6,989 7,417 761 | 1.0770 GBP 1.0850 GBP 1.0980 GBP 22.0000 ZAR 22.2525 ZAR 22.2803 ZAR 22.3287 ZAR 22.3500 ZAR 22.3967 ZAR
1.0850 GBP 1.0880 GBP 1.0888 GBP 1.0890 GBP 1.0892 GBP 1.0896 GBP 1.0902 GBP 1.0906 GBP 1.0909 GBP 1.0916 GBP 1.0919 GBP 1.0922 GBP 1.0923 GBP 1.0926 GBP 1.0930 GBP 1.0933 GBP 1.0939 GBP 1.0940 GBP 1.0941 GBP 1.0959 GBP 1.0960 GBP 1.0964 GBP 1.0965 GBP 1.0980 GBP 1.0985 GBP 22.3106 ZAR
1.0850 GBP 1.0884 GBP 1.0910 GBP 1.0913 GBP 1.0928 GBP 1.0938 GBP 1.0940 GBP 22.0000 ZAR 22.2400 ZAR 22.3200 ZAR
1.0870 GBP 1.0881 GBP 1.0890 GBP 1.0895 GBP 1.0901 GBP 1.0921 GBP 1.0923 GBP 1.0930 GBP 1.0932 GBP 1.0934 GBP 1.0948 GBP 1.0950 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 4 January 2023 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L