4th Nov 2022 15:38
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 1 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 340,080
2,199,715 | 1.1050 GBP
1.1070 GBP | 1.0900 GBP
1.0840 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 348 4,103 6,921 527 588 1,216
15,242 1 108 571 59 216 703 9,599 1,116 1,959 614 1,133 54 9,584 6,364 2,357 6,819 478 2,331 40,048 5,210 21,162 925 27,026 66 18 15,242 5,890 3,950 18,951 5,649 2,331
5,104 150,320 86,407 1,764 588 3,036 1,176 716 4,042 5,108 4,296
13,990 1 18,951 2,120 3,035 39,338 4,140 19,505 20,040 800 15,242 5,890 2,142 3,966 5,580 9,599 20,726 7,263
1,665,198 4,180
4,180 | 1.0973 GBP 1.0983 GBP 1.1020 GBP 22.9400 ZAR 23.1000 ZAR 23.1258 ZAR
1.0710 GBP 1.0820 GBP 1.0908 GBP 1.0920 GBP 1.0926 GBP 1.0928 GBP 1.0943 GBP 1.0948 GBP 1.0949 GBP 1.0950 GBP 1.0952 GBP 1.0953 GBP 1.0959 GBP 1.0965 GBP 1.0968 GBP 1.0970 GBP 1.0971 GBP 1.0972 GBP 1.0973 GBP 1.0980 GBP 1.0990 GBP 1.0995 GBP 1.0999 GBP 1.1000 GBP 1.1038 GBP 1.1039 GBP 22.4589 ZAR 22.5500 ZAR 22.8075 ZAR 22.8958 ZAR 22.8985 ZAR 23.0731 ZAR
1.0977 GBP 1.1004 GBP 1.1008 GBP 22.7633 ZAR 22.8100 ZAR 22.8631 ZAR 22.8700 ZAR 22.8900 ZAR 22.9881 ZAR 23.0083 ZAR 23.0173 ZAR
1.0921 GBP 1.0930 GBP 1.0935 GBP 1.0966 GBP 1.0990 GBP 1.1000 GBP 1.1001 GBP 1.1002 GBP 1.1004 GBP 1.1008 GBP 22.4589 ZAR 22.5500 ZAR 22.7894 ZAR 22.8000 ZAR 22.8357 ZAR 22.8614 ZAR 22.9507 ZAR 23.0267 ZAR
1.0900 GBP 22.9812 ZAR
22.9812 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 4 November 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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