2nd Sep 2022 15:09
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 30 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 768,318
633,084 | 1.2410 GBP
1.2420 GBP | 1.2080 GBP
1.2020 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position | 8,509 1,194 6,688 335 2,284 11 3,465 24 8,926 4,074 5,789 102 1,725
1,306 5,032 484 1,758 77,519 7,214 8,888 1,605 5,914 5,200 5,036 1,107 182 335 17,715 25,076 24,520
1,563 556 1,388 386 1,296 4,555 2,100 8,095 432
84,183 2,383 3,099 7,287 13,938 6,909 653 4,682 5,318 1 41,371 25,075 2,357 11,155 2,663 556 19,383 432 24,520
28,094 | 23.8437 ZAR 23.8509 ZAR 23.8532 ZAR 23.9057 ZAR 24.0292 ZAR 24.0500 ZAR 24.1433 ZAR 24.2400 ZAR 24.3857 ZAR 24.4325 ZAR 24.4459 ZAR 24.4800 ZAR 24.5000 ZAR
1.2070 GBP 1.2080 GBP 1.2088 GBP 1.2089 GBP 1.2090 GBP 1.2102 GBP 1.2153 GBP 1.2156 GBP 1.2232 GBP 1.2234 GBP 1.2248 GBP 1.2280 GBP 1.2380 GBP 23.9057 ZAR 24.1328 ZAR 24.1759 ZAR 24.5200 ZAR
23.7061 ZAR 23.7500 ZAR 23.8424 ZAR 23.9838 ZAR 24.0394 ZAR 24.1744 ZAR 24.2421 ZAR 24.3125 ZAR 24.3944 ZAR
1.2090 GBP 1.2096 GBP 1.2100 GBP 1.2150 GBP 1.2162 GBP 1.2164 GBP 1.2174 GBP 1.2181 GBP 1.2197 GBP 1.2250 GBP 1.2260 GBP 1.2262 GBP 1.2292 GBP 1.2328 GBP 1.2360 GBP 23.7504 ZAR 24.1653 ZAR 24.3944 ZAR 24.5200 ZAR
1.2081 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 2 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L