12th Sep 2022 15:59
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 5 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale
| 933,893
908,053
| 1.1920 GBP
1.1920 GBP
| 1.1602 GBP
1.1610 GBP
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 1,378 13,180 10 1,751 2,849 6,564 8,251 8,018 826 4,978 1,881 6,188 3,660
64,530 25 3,341 2,137 3,020 12,818 4,449 1,327 4,915 13,620 4,096 11,157 13,180 21,091 9,934
45,957 2,154 18,907 2,824 11,157
2,289 71,434 9,171 146 24 2,930 2,226 270 448 21,091 3,106 38,814 1 6,922 931 9,934 11,157
18,156
8,935 | 1.1666 GBP 22.9600 ZAR 23.0900 ZAR 23.1109 ZAR 23.2000 ZAR 23.2378 ZAR 23.2615 ZAR 23.2655 ZAR 23.2900 ZAR 23.2908 ZAR 23.4039 ZAR 23.4093 ZAR 23.4273 ZAR
1.1610 GBP 1.1643 GBP 1.1661 GBP 1.1664 GBP 1.1665 GBP 1.1668 GBP 1.1676 GBP 1.1700 GBP 1.1726 GBP 1.1787 GBP 1.1858 GBP 1.1910 GBP 22.9570 ZAR 23.2758 ZAR 23.5000 ZAR
1.1813 GBP 23.1700 ZAR 23.3110 ZAR 23.3825 ZAR 23.7009 ZAR
1.1602 GBP 1.1610 GBP 1.1611 GBP 1.1631 GBP 1.1642 GBP 1.1656 GBP 1.1662 GBP 1.1667 GBP 1.1679 GBP 1.1711 GBP 1.1715 GBP 1.1718 GBP 1.1720 GBP 1.1766 GBP 1.1800 GBP 23.5000 ZAR 23.7009 ZAR
1.1683 GBP
1.1611 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L