19th May 2022 16:58
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 13 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 4,290,671
1,358,722 | 1.6251 GBP
1.6280 GBP | 1.5890 GBP
1.5909 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 5,665 24,945 3,715,576 2,678 61,388 380 125 18,868 377
1,794 9,553 15,630 100,000 13,437 2,277 11,969 17,020 23,422 3,665 1,470 200 100,000 193,625 4,296 377
413,810 155,866 5,127 1,970 5,076 7,546 5,451 3,352 5,072
3 1,300 1,794 23,068 2,759 4,253 2,393 24,006 4,597 1,769 106,697 12,090 5,451
28,143 28,143 1,973
28,143 28,143 1,973 | 1.5948 GBP 1.5984 GBP 1.6000 GBP 1.6020 GBP 1.6025 GBP 1.6190 GBP 1.6211 GBP 1.6233 GBP 31.5362 ZAR
1.5975 GBP 1.6030 GBP 1.6097 GBP 1.6106 GBP 1.6108 GBP 1.6114 GBP 1.6123 GBP 1.6136 GBP 1.6150 GBP 1.6180 GBP 1.6190 GBP 1.6240 GBP 1.6242 GBP 1.6250 GBP 1.6270 GBP 31.5362 ZAR
1.6065 GBP 1.6087 GBP 31.2398 ZAR 31.3000 ZAR 31.4750 ZAR 31.5911 ZAR 31.6549 ZAR 31.6574 ZAR 31.7641 ZAR
1.5940 GBP 1.5950 GBP 1.5975 GBP 1.6025 GBP 1.6037 GBP 1.6055 GBP 1.6060 GBP 1.6065 GBP 1.6130 GBP 1.6157 GBP 1.6250 GBP 1.6251 GBP 31.6549 ZAR
1.6062 GBP 31.3700 ZAR 31.6440 ZAR
1.9485 ZAR 31.5253 ZAR 31.6440 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 May 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L