30th Sep 2022 17:31
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 27 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 902,253
1,146,077 | 1.0450 GBP
1.0450 GBP | 0.9960 GBP
0.9960 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 42,687 47,290 368 24 16,533 8,908 11,924 4,435 8,898 4,403 37,305
146 141,776 4,514 35,486 1,514 13,220 13,069 60,377 27,787 3,981 4,206 2,246 82,582 54,789 20,640 13,326 30,235 6,617
1,842 5,486 8,898 38,397 4,605 2,993 3,996 1,968 2,572 46,203 651 767 480 1,299 1,440 1,812 4,469 2,509 693 4,429 37,305
168,453 1,335 1,288 3,406 4,843 7,565 1,454 13,068 21,127 116,519 8,801 4,001 8,386 25,785 | 1.0013 GBP 1.0305 GBP 1.0371 GBP 1.0408 GBP 19.7839 ZAR 19.9088 ZAR 19.9922 ZAR 20.0114 ZAR 20.0956 ZAR 20.1351 ZAR 20.3900 ZAR
0.9959 GBP 0.9960 GBP 1.0084 GBP 1.0185 GBP 1.0220 GBP 1.0226 GBP 1.0236 GBP 1.0259 GBP 1.0263 GBP 1.0268 GBP 1.0270 GBP 1.0280 GBP 1.0289 GBP 1.0290 GBP 1.0326 GBP 1.0354 GBP 1.0371 GBP 1.0373 GBP
0.9959 GBP 1.0251 GBP 1.0355 GBP 1.0367 GBP 19.7273 ZAR 19.7745 ZAR 19.7853 ZAR 19.7920 ZAR 19.9130 ZAR 19.9167 ZAR 19.9584 ZAR 19.9644 ZAR 19.9800 ZAR 19.9889 ZAR 20.0567 ZAR 20.0721 ZAR 20.0781 ZAR 20.0808 ZAR 20.1058 ZAR 20.1126 ZAR 20.3900 ZAR
0.9960 GBP 0.9961 GBP 1.0130 GBP 1.0154 GBP 1.0155 GBP 1.0227 GBP 1.0230 GBP 1.0234 GBP 1.0237 GBP 1.0254 GBP 1.0267 GBP 1.0301 GBP 1.0304 GBP 19.8868 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 30 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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