19th Aug 2022 10:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital And Counties Properties plc |
(d) Date dealing undertaken: | 18 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1439246 | 1.34308 GBP | 1.32744 GBP |
25p ordinary | Sell
| 1006506 | 1.34300 GBP | 1.33299 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 2517 | 1.33873 GBP |
25p ordinary | CFD
| Long | 4239 | 26.91006134 ZAR |
25p ordinary | CFD
| Long | 1319 | 1.33638741470811 GBP |
25p ordinary | CFD
| Long | 1482 | 1.33638461538462 GBP |
25p ordinary | CFD
| Long | 2549 | 1.336 GBP |
25p ordinary | CFD
| Long | 6000 | 1.33921333333333 GBP |
25p ordinary | CFD
| Long | 2921 | 1.343 GBP |
25p ordinary | CFD
| Long | 5005 | 1.34297986 GBP |
25p ordinary | CFD
| Long | 18401 | 1.33900875 GBP |
25p ordinary | CFD
| Long | 2883 | 1.342865 GBP |
25p ordinary | CFD
| Long | 46 | 1.336739 GBP |
25p ordinary | CFD
| Short | 31042 | 1.34292119 GBP |
25p ordinary | CFD
| Short | 121526 | 1.343 GBP |
25p ordinary | CFD
| Short | 19826 | 1.33634413 GBP |
25p ordinary | CFD
| Short | 56933 | 1.33612603 GBP |
25p ordinary | CFD
| Short | 4239 | 26.91006134 ZAR |
25p ordinary | CFD
| Short | 1323 | 1.33239077853364 GBP |
25p ordinary | CFD
| Short | 2823 | 1.339547 GBP |
25p ordinary | CFD
| Short | 1486 | 1.33238963660834 GBP |
25p ordinary | CFD
| Short | 4454 | 1.333013 GBP |
25p ordinary | CFD
| Short | 12121 | 1.336339 GBP |
25p ordinary | CFD
| Short | 227 | 1.335934 GBP |
25p ordinary | CFD
| Short | 37506 | 1.339 GBP |
25p ordinary | CFD
| Short | 18419 | 1.33699891 GBP |
25p ordinary | CFD
| Short | 5435 | 1.33550488 GBP |
25p ordinary | CFD
| Short | 8997 | 1.33975492 GBP |
25p ordinary | CFD
| Short | 4250 | 1.335913 GBP |
25p ordinary | CFD
| Short | 62986 | 1.33648574 GBP |
25p ordinary | CFD
| Short | 425 | 1.34307782 GBP |
25p ordinary | CFD
| Short | 375 | 1.34042667 GBP |
25p ordinary | CFD
| Short | 19016 | 1.34304701 GBP |
25p ordinary | CFD
| Short | 1 | 1.3431343 GBP |
25p ordinary | CFD
| Short | 25074 | 1.33930605 GBP |
25p ordinary | CFD
| Short | 23685 | 1.33463289 GBP |
25p ordinary | CFD
| Short | 1062 | 1.336346 GBP |
25p ordinary | CFD
| Short | 1089 | 1.34305775 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 19 August 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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