22nd Sep 2022 13:06
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Shaftesbury plc |
(d) Date dealing undertaken: | 20 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Shaftesbury plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchase
Sale | 447,820
967,111 | 1.2010 GBP
1.2010 GBP | 1.1610 GBP
1.1560 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 8,865 7,695 4,193 7,382 7,382
2,099 8,900 156,363 33,793 73 4,572 2,424 1,067 6,596 2,204 3,317 7,571 330 46,003 58,387 8,126 38,275 41,795 293 3,204 4,119 129 328 2,341 165 3,262 29 1,165 10,078
238,007 14,589 429 7,382 7,382 3,738 3,644
3,215 129,374 25,600 2,424 22,098 10,080 7,173 3,600 2 | 1.1629 GBP 1.1632 GBP 1.1704 GBP 23.3200 ZAR 23.9481 ZAR
1.1616 GBP 1.1619 GBP 1.1620 GBP 1.1672 GBP 1.1682 GBP 1.1712 GBP 1.1720 GBP 1.1724 GBP 1.1725 GBP 1.1733 GBP 1.1734 GBP 1.1737 GBP 1.1740 GBP 1.1749 GBP 1.1750 GBP 1.1755 GBP 1.1758 GBP 1.1759 GBP 1.1765 GBP 1.1777 GBP 1.1779 GBP 1.1786 GBP 1.1790 GBP 1.1800 GBP 1.1806 GBP 1.1817 GBP 1.1819 GBP 1.1830 GBP 1.1838 GBP
1.1618 GBP 1.1620 GBP 1.1687 GBP 1.1819 GBP 23.3200 ZAR 23.8187 ZAR 24.0800 ZAR
1.1615 GBP 1.1620 GBP 1.1678 GBP 1.1690 GBP 1.1692 GBP 1.1724 GBP 1.1747 GBP 1.1880 GBP 1.1910 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 22 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L