26th Oct 2022 10:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital And Counties Properties plc |
(d) Date dealing undertaken: | 25 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 674256 | 1.03394 GBP | 1.00100 GBP |
25p ordinary | Sell
| 181940 | 1.03317 GBP | 0.99683 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 33488 | 1.019418 GBP |
25p ordinary | CFD
| Long | 8345 | 1.014056 GBP |
25p ordinary | CFD
| Long | 1104 | 21.51380435 ZAR |
25p ordinary | CFD
| Long | 10031 | 1.01728023128302 GBP |
25p ordinary | CFD
| Long | 7389 | 1.01866598998511 GBP |
25p ordinary | CFD
| Long | 11795 | 1.029 GBP |
25p ordinary | CFD
| Long | 2333 | 1.002 GBP |
25p ordinary | CFD
| Long | 2086 | 0.99683255 GBP |
25p ordinary | CFD
| Long | 2280 | 1.02304825 GBP |
25p ordinary | CFD
| Long | 11167 | 1.028897 GBP |
25p ordinary | CFD
| Short | 14281 | 1.028159 GBP |
25p ordinary | CFD
| Short | 635 | 1.0110188976378 GBP |
25p ordinary | CFD
| Short | 29000 | 1.02848620689655 GBP |
25p ordinary | CFD
| Short | 24000 | 1.00571541666667 GBP |
25p ordinary | CFD
| Short | 8710 | 1.025241 GBP |
25p ordinary | CFD
| Short | 1104 | 21.51380435 ZAR |
25p ordinary | CFD
| Short | 1740 | 1.0275 GBP |
25p ordinary | CFD
| Short | 7560 | 1.0155369047619 GBP |
25p ordinary | CFD
| Short | 85 | 1.02211764705882 GBP |
25p ordinary | CFD
| Short | 71 | 1.02214084507042 GBP |
25p ordinary | CFD
| Short | 89 | 1.010517 GBP |
25p ordinary | CFD
| Short | 173 | 1.029017 GBP |
25p ordinary | CFD
| Short | 52053 | 1.01925235 GBP |
25p ordinary | CFD
| Short | 42599 | 1.02675195 GBP |
25p ordinary | CFD
| Short | 39678 | 1.02699232 GBP |
25p ordinary | CFD
| Short | 36041 | 1.02866888 GBP |
25p ordinary | CFD
| Short | 11814 | 1.01538945319113 GBP |
25p ordinary | CFD
| Short | 97666 | 1.028773 GBP |
25p ordinary | CFD
| Short | 8070 | 1.01538649318463 GBP |
25p ordinary | CFD
| Short | 42416 | 1.02556316 GBP |
25p ordinary | CFD
| Short | 5832 | 1.0240108 GBP |
25p ordinary | CFD
| Short | 37152 | 1.02143003 GBP |
25p ordinary | CFD
| Short | 18300 | 1.029 GBP |
25p ordinary | CFD
| Short | 27715 | 1.0105921 GBP |
25p ordinary | CFD
| Short | 35508 | 1.008468 GBP |
25p ordinary | CFD
| Short | 47458 | 1.021993 GBP |
25p ordinary | CFD
| Short | 36499 | 1.02118879969314 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 26 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L