17th May 2022 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital And Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital And Counties Properties plc |
(d) Date dealing undertaken: | 16 May 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 238496 | 1.64808 GBP | 1.63841 GBP |
25p ordinary | Sell
| 71110 | 1.64800 GBP | 1.62009 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 21 | 1.633 GBP |
25p ordinary | CFD
| Long | 16614 | 1.648 GBP |
25p ordinary | CFD
| Long | 537 | 1.62009311 GBP |
25p ordinary | CFD
| Long | 5232 | 1.63901 GBP |
25p ordinary | CFD
| Long | 50 | 1.6348 GBP |
25p ordinary | CFD
| Long | 14793 | 32.5029061 ZAR |
25p ordinary | CFD
| Long | 1323 | 1.638 GBP |
25p ordinary | CFD
| Long | 10 | 1.63393659 GBP |
25p ordinary | CFD
| Long | 11 | 1.631818 GBP |
25p ordinary | CFD
| Long | 990 | 1.64797528 GBP |
25p ordinary | CFD
| Short | 8378 | 1.645813 GBP |
25p ordinary | CFD
| Short | 343 | 1.6480824 GBP |
25p ordinary | CFD
| Short | 1621 | 1.63555089450956 GBP |
25p ordinary | CFD
| Short | 14793 | 32.5029061 ZAR |
25p ordinary | CFD
| Short | 1599 | 1.63624265165729 GBP |
25p ordinary | CFD
| Short | 2843 | 1.639117 GBP |
25p ordinary | CFD
| Short | 11 | 1.634 GBP |
25p ordinary | CFD
| Short | 5877 | 1.630505 GBP |
25p ordinary | CFD
| Short | 67022 | 1.633155 GBP |
25p ordinary | CFD
| Short | 3526 | 1.637305 GBP |
25p ordinary | CFD
| Short | 19956 | 1.641362 GBP |
25p ordinary | CFD
| Short | 9099 | 1.637541 GBP |
25p ordinary | CFD
| Short | 11871 | 1.648 GBP |
25p ordinary | CFD
| Short | 17244 | 1.63475644 GBP |
25p ordinary | CFD
| Short | 28754 | 1.64383828 GBP |
25p ordinary | CFD
| Short | 17 | 1.64823529 GBP |
25p ordinary | CFD
| Short | 1499 | 1.6436024 GBP |
25p ordinary | CFD
| Short | 5809 | 1.64196109 GBP |
25p ordinary | CFD
| Short | 7192 | 1.640863 GBP |
25p ordinary | CFD
| Short | 8867 | 1.639002 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 May 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.LSHB.L