9th Jul 2015 12:08
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 08/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,251,907 | 18.2 GBP | 17.72 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,171,713 | 18.2 GBP | 17.8 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,162,051 | 18.15 GBP | 17.65 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 528,606 | 25.24 EUR | 24.76 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,609,531 | 18.15 GBP | 17.65 GBP |
Common - ISIN GB00B03MLX29 | Sale | 561,346 | 25.32 EUR | 24.86 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,761 | 25.071 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11 | 25.196 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 271,011 | 25.087 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,920 | 25.078 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 121 | 25.078 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13 | 25.078 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,458 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,423 | 18.012 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 230,474 | 18.015 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,000 | 18.015 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,479 | 17.977 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 960 | 18.015 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 223 | 17.744 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 778,274 | 17.929 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 750 | 17.929 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,565 | 17.862 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,596 | 17.666 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 865 | 17.862 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,352 | 17.774 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 188 | 17.774 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43,642 | 17.835 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,457 | 17.835 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,578 | 17.835 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,333 | 17.835 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 239 | 18.013 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,500 | 18.041 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,084 | 17.934 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 115,970 | 17.934 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 37,878 | 24.892 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 103 | 25.239 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 271,011 | 25.087 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 400 | 25.206 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 400 | 25.207 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,672 | 25.07 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 317 | 25.203 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 121 | 24.796 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,697 | 25.076 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 432 | 18.108 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1 | 18.023 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 969 | 18.023 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 778,274 | 17.926 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 865 | 17.72 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,161 | 17.803 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 677 | 18.121 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 43,642 | 17.837 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,916 | 18.088 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 13 | 18.099 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,500 | 18.074 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 16,274 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,500 | 18.128 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,663 | 17.995 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,850 | 17.76 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,957 | 17.893 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 597,733 | 18.018 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 558 | 18.018 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 12,421 | 17.902 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 8,681 | 17.902 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,530 | 17.953 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 986 | 18.03 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 7,488 | 18.03 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,701 | 18.069 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 877 | 18.069 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 352 | 18.069 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 272 | 18.129 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 272 | 17.969 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 84 | 18.189 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 49 | 17.874 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 231 | 18.123 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 22,270 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14,369 | 18.128 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 512 | 18.163 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,346 | 18.163 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8 | 18.109 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,372 | 18.109 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,850 | 18.109 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 942 | 18.13 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 597,733 | 18.016 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 12,421 | 17.903 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14,211 | 17.901 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,474 | 18.03 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,160 | 17.821 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 314 | 18.176 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 09/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 08/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 2,078,520 | 10.62 GBP | 10.33 GBP | |||
Common - ISIN GB0008762899 | Sale | 1,994,734 | 10.62 GBP | 10.365 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 15,231 | 10.503 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,264 | 10.536 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 554,108 | 10.54 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,162 | 10.541 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 554,108 | 10.541 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 639 | 10.551 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 5,946 | 10.551 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 397 | 10.556 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 905 | 10.557 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 862 | 10.562 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 81 | 10.562 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 290 | 10.564 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 397 | 10.564 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 133 | 10.564 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 120 | 10.565 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 6,256 | 10.575 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 21,648 | 10.575 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 46 | 10.58 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 6,000 | 10.581 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,189 | 10.583 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5,703 | 10.585 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 439 | 10.59 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 50,000 | 10.606 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 32,761 | 10.54 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 25,207 | 10.52 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,291 | 10.52 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 25,207 | 10.52 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 36,052 | 10.54 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 09/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L