14th Jul 2015 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 13/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 686,360 | 18.77 GBP | 18.31 GBP |
Common - ISIN GB00B03MM408 | Sale | 637,059 | 18.77 GBP | 18.29GBP |
Common - ISIN GB00B03MM408 | Sale | 12 | 25.92 EUR | 25.92 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 775,373 | 18.44 GBP | 18.09 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 479,618 | 25.75 EUR | 25.5 EUR |
Common - ISIN GB00B03MLX29 | Sale | 627,005 | 18.44 GBP | 18.09 GBP |
Common - ISIN GB00B03MLX29 | Sale | 483,822 | 25.7 EUR | 24.94 EUR |
ADR - US7802592060 | Sale | 20,221 | 56.82 USD | 56.36 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 64 | 25.661 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,176 | 25.66 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 471 | 25.66 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 451 | 25.695 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17 | 25.695 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 226,759 | 25.627 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,439 | 25.627 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,437 | 25.627 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 308 | 25.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 285 | 25.554 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 87 | 25.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,793 | 25.63 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 923 | 25.63 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 468 | 25.63 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 422 | 25.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 66 | 25.63 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,000 | 25.692 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 117 | 18.186 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,247 | 18.44 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13 | 18.44 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 507,036 | 18.199 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,787 | 18.196 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,387 | 18.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,220 | 18.196 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,687 | 18.268 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,579 | 18.268 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 258 | 18.268 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 444 | 18.244 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 405 | 18.304 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 983 | 18.297 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1 | 25.642 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 226,759 | 25.624 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 468 | 25.678 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 923 | 25.558 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,356 | 25.635 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 10 | 25.503 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,490 | 25.503 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 246 | 18.177 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3 | 18.144 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,000 | 18.145 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,247 | 18.144 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 337 | 18.252 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 507,036 | 18.194 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,607 | 18.222 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 17,787 | 18.183 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,579 | 18.244 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 199 | 18.221 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 200 | 18.146 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 209 | 18.221 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 27,636 | 18.212 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 49 | 18.182 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 12 | 25.913 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 15,000 | 18.679 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,979 | 18.488 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 651 | 18.488 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 127 | 18.488 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,560 | 18.77 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 414,817 | 18.441 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 13,119 | 18.468 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,539 | 18.466 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 390 | 18.468 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,504 | 18.396 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 396 | 18.429 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 326 | 18.396 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 175 | 18.396 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 17 | 18.379 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 314 | 18.458 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 299 | 18.458 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 23 | 18.458 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 213 | 18.398 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 18 | 18.398 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 23,628 | 18.341 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,777 | 18.286 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 483 | 18.772 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 9,038 | 18.344 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,658 | 18.396 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2 | 18.362 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,548 | 18.362 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 414,817 | 18.439 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,929 | 18.456 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 13,119 | 18.459 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,434 | 18.641 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 391 | 18.591 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 14/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 13/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 1,072,955 | 10.915 GBP | 10.685 GBP | |||
Common - ISIN GB0008762899 | Sale | 839,487 | 10.94 GBP | 10.69 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 53,022 | 10.767 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,784 | 10.843 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 14,481 | 10.71 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 303,672 | 10.805 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 895 | 10.805 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 303,672 | 10.804 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 17,331 | 10.823 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 6,125 | 10.797 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,325 | 10.823 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 8,450 | 10.799 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 17,331 | 10.815 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 437 | 10.906 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 411 | 10.906 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 290 | 10.906 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 573 | 10.848 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 429 | 10.784 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 210 | 10.848 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 124 | 10.84 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 201 | 10.768 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 210 | 10.84 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 221 | 10.768 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 352 | 10.816 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 429 | 10.768 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,137 | 10.785 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 14/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L