6th Feb 2017 17:06
AMENDMENT
INCREASED EQUITY PURCHASES BY 2,514,108 TO 45,942,523
INCREASED EQUITY SALES BY 2,780,000 TO 38,924,431
ADDED EQUITY SWAP SALES OF 2,550,108
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Booker Group Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 27 January 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Tesco Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 45,942,523
38,924,431 | 2.1842
2.1845 | 2.0683
2.0550 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps | Long
Short | 271,586 169,778 1,795 19,118 18,664 15,000 479 12,540 129,465 396,208 22,719 2,138 1,169 60,900 1,504 4,362 3,152 2,822 92,766 7,452 11,588 462 78,288 100
247 45,327 177,282 7,860 7,087 39,966 500,000 1,335 2,026 8,371 481 2,048 16,376 1,200,000 61,000 1,732 122,437 14,884 27,939 508,187 6,508 28,138 9,491 13,102 4,524 98,160 21,270 9,117 4,231 6,593 791 343,560 49,080 12,840 22,883 18,000 1,566,585 98,805 3,029 11,702 72,070 16,524 6,091 31,780 280,000 30,430 23,783 309,200 203,523 1,580,627 4,896 | 2.0719 2.0809 2.0859 2.1029 2.1035 2.1042 2.1146 2.1165 2.1178 2.1230 2.1233 2.1243 2.1244 2.1276 2.1289 2.1378 2.1452 2.1462 2.1463 2.1464 2.1493 2.1506 2.1519 2.1819
2.0590 2.0752 2.0788 2.0880 2.0909 2.0920 2.1106 2.1107 2.1141 2.1148 2.1151 2.1156 2.1163 2.1202 2.1203 2.1232 2.1234 2.1238 2.1241 2.1250 2.1251 2.1252 2.1261 2.1264 2.1281 2.1282 2.1283 2.1285 2.1286 2.1300 2.1302 2.1303 2.1306 2.1309 2.1310 2.1330 2.1331 2.1336 2.1341 2.1355 2.1367 2.1370 2.1372 2.1393 2.1395 2.1397 2.1419 2.1475 2.1484 2.1509 2.1604 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 6 February 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Booker Group