26th Sep 2018 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| CYBG PLC | ||
| Virgin Money Holdings UK PLC | ||
| 25/09/2018 | ||
| YES If YES, specify which: (Virgin Money Holdings UK PLC) |
| 2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in. The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| Common - ISIN GB00BD6GN030 | Purchase | 280,395 | 3.286 GBP | 3.202 GBP |
| Common - ISIN GB00BD6GN030 | Sale | 220,928 | 3.286 GBP | 3.202 GBP |
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| CDI - ISIN AU000000CYB7 | Purchase | 19,341 | 5.88 AUD | 5.88 AUD |
| (b) | Cash-settled derivative transactions |
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 15,598 | 3.206 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 503 | 3.22 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 5,252 | 3.282 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 2,638 | 3.219 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 15,940 | 3.216 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 3,188 | 3.218 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 3,188 | 3.228 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 3,355 | 3.232 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 2,023 | 3.276 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 2,391 | 3.222 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 972 | 3.224 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 4,417 | 3.228 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 2,391 | 3.232 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 9,455 | 3.228 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 3,188 | 3.21 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 831 | 3.219 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Short | 88 | 3.23 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 1,126 | 3.221 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 7 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 831 | 3.224 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 30 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 153 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 15 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 7 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 7 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 3,530 | 3.219 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 107 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 15 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 24 | 3.224 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 3,551 | 3.202 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 635 | 3.237 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 8 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 5,951 | 3.229 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 7 | 3.238 GBP |
| Common - ISIN GB00BD6GN030 | Swaps | Long | 7 | 3.238 GBP |
| CDI - ISIN AU000000CYB7 | Swaps | Long | 4,642 | 5.891 AUD |
| CDI - ISIN AU000000CYB7 | Swaps | Short | 4,642 | 5.910 AUD |
| CDI - ISIN AU000000CYB7 | Swaps | Short | 7,200 | 5.881 AUD |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise Price per unit |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 3. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| None |
| Date of disclosure: | 26/09/2018 |
| Contact name: | Harshini Gopa |
| Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService. The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk