20th May 2024 11:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 17 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 445,298272,088 | 24.0500 GBP45.0100 AUD | 23.5900 GBP44.7850 AUD |
Ordinary NPV | Sales | 435,998257,064 | 24.0600 GBP45.0379 AUD | 23.6000 GBP44.8900 AUD |
ADR / (1.00 : 2.00) | Purchases | 130,829 (261,658) | 61.6050 USD | 60.9000 USD |
ADR / (1.00 : 2.00) | Sales | 80,551 (161,102) | 61.3923 USD | 61.3923 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a short position | 58 | 23.5200 GBP |
Ordinary NPV | CFD | Increasing a long position | 3 | 23.5200 GBP |
Ordinary NPV | CFD | Increasing a short position | 25 | 23.5200 GBP |
Ordinary NPV | CFD | Increasing a long position | 1 | 23.5200 GBP |
Ordinary NPV | CFD | Increasing a long position | 18 | 23.5200 GBP |
Ordinary NPV | CFD | Increasing a long position | 61 | 23.5200 GBP |
Ordinary NPV | CFD | Reducing a long position | 93 | 23.6345 GBP |
Ordinary NPV | CFD | Reducing a long position | 29 | 23.6345 GBP |
Ordinary NPV | CFD | Reducing a long position | 2 | 23.6345 GBP |
Ordinary NPV | CFD | Increasing a long position | 735 | 23.6498 GBP |
Ordinary NPV | CFD | Reducing a long position | 8 | 23.6550 GBP |
Ordinary NPV | CFD | Reducing a long position | 3 | 23.6550 GBP |
Ordinary NPV | CFD | Increasing a long position | 11 | 23.6550 GBP |
Ordinary NPV | CFD | Reducing a long position | 13,328 | 23.7000 GBP |
Ordinary NPV | CFD | Reducing a long position | 7,605 | 23.7001 GBP |
Ordinary NPV | CFD | Reducing a long position | 14,827 | 23.7001 GBP |
Ordinary NPV | CFD | Reducing a long position | 869 | 23.7001 GBP |
Ordinary NPV | CFD | Reducing a long position | 15,426 | 23.7001 GBP |
Ordinary NPV | CFD | Reducing a long position | 76,727 | 23.7001 GBP |
Ordinary NPV | CFD | Increasing a long position | 4 | 23.7027 GBP |
Ordinary NPV | CFD | Increasing a long position | 1 | 23.7027 GBP |
Ordinary NPV | CFD | Increasing a long position | 29 | 23.7027 GBP |
Ordinary NPV | CFD | Increasing a long position | 94 | 23.7027 GBP |
Ordinary NPV | CFD | Increasing a long position | 10,000 | 23.7294 GBP |
Ordinary NPV | CFD | Opening a long position | 5,882 | 23.8258 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,062 | 23.8606 GBP |
Ordinary NPV | CFD | Reducing a long position | 330 | 23.8606 GBP |
Ordinary NPV | CFD | Reducing a long position | 27 | 23.8606 GBP |
Ordinary NPV | CFD | Reducing a short position | 2,166 | 23.8878 GBP |
Ordinary NPV | CFD | Reducing a long position | 161 | 23.9047 GBP |
Ordinary NPV | CFD | Reducing a long position | 51 | 23.9047 GBP |
Ordinary NPV | CFD | Increasing a long position | 20,613 | 23.9998 GBP |
Ordinary NPV | CFD | Reducing a long position | 5,882 | 24.0002 GBP |
Ordinary NPV | CFD | Opening a long position | 68,280 | 24.0005 GBP |
Ordinary NPV | CFD | Reducing a long position | 28 | 24.0010 GBP |
Ordinary NPV | CFD | Reducing a long position | 139 | 24.0010 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,217 | 24.0036 GBP |
Ordinary NPV | CFD | Reducing a long position | 689 | 24.0036 GBP |
Ordinary NPV | CFD | Reducing a long position | 66 | 24.0036 GBP |
Ordinary NPV | CFD | Reducing a long position | 48 | 24.0036 GBP |
Ordinary NPV | CFD | Reducing a long position | 105 | 24.0119 GBP |
Ordinary NPV | CFD | Reducing a short position | 962 | 29.9429 USD |
Ordinary NPV | CFD | Opening a short position | 962 | 29.9756 USD |
Ordinary NPV | CFD | Reducing a long position | 962 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 69,351 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 10,000 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 749 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 3,004 | 44.5400 AUD |
Ordinary NPV | CFD | Opening a long position | 60,000 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 33,500 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 69,351 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 962 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 33,500 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 10,000 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 7,550 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 7,550 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 10,000 | 44.5400 AUD |
Ordinary NPV | CFD | Increasing a long position | 749 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 765 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 765 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 60,000 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,489 | 44.5400 AUD |
Ordinary NPV | CFD | Opening a short position | 10,000 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a long position | 5,489 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,004 | 44.5400 AUD |
Ordinary NPV | CFD | Reducing a short position | 538 | 44.8410 AUD |
Ordinary NPV | CFD | Reducing a short position | 433 | 44.8410 AUD |
Ordinary NPV | CFD | Opening a short position | 5,489 | 44.8464 AUD |
Ordinary NPV | CFD | Reducing a short position | 5,489 | 44.8464 AUD |
Ordinary NPV | CFD | Opening a long position | 7,550 | 44.8478 AUD |
Ordinary NPV | CFD | Reducing a long position | 971 | 44.8500 AUD |
Ordinary NPV | CFD | Reducing a short position | 10,000 | 44.8500 AUD |
Ordinary NPV | CFD | Opening a short position | 10,000 | 44.8500 AUD |
Ordinary NPV | CFD | Opening a short position | 962 | 44.8500 AUD |
Ordinary NPV | CFD | Increasing a long position | 12 | 44.8500 AUD |
Ordinary NPV | CFD | Opening a short position | 7,550 | 44.8500 AUD |
Ordinary NPV | CFD | Increasing a short position | 12 | 44.8590 AUD |
Ordinary NPV | CFD | Reducing a short position | 302 | 44.8810 AUD |
Ordinary NPV | CFD | Reducing a short position | 237 | 44.8832 AUD |
Ordinary NPV | CFD | Reducing a short position | 814 | 44.8833 AUD |
Ordinary NPV | CFD | Increasing a long position | 94 | 44.8859 AUD |
Ordinary NPV | CFD | Increasing a long position | 35 | 44.8859 AUD |
Ordinary NPV | CFD | Increasing a long position | 309 | 44.8859 AUD |
Ordinary NPV | CFD | Increasing a long position | 15,675 | 44.8900 AUD |
Ordinary NPV | CFD | Opening a long position | 962 | 44.8900 AUD |
Ordinary NPV | CFD | Opening a long position | 40,319 | 44.8900 AUD |
Ordinary NPV | CFD | Opening a short position | 32,769 | 44.8922 AUD |
Ordinary NPV | CFD | Reducing a long position | 7,550 | 44.8922 AUD |
Ordinary NPV | CFD | Increasing a short position | 15,675 | 44.8938 AUD |
Ordinary NPV | CFD | Increasing a long position | 10 | 44.9157 AUD |
Ordinary NPV | CFD | Increasing a long position | 256 | 44.9157 AUD |
Ordinary NPV | CFD | Increasing a long position | 24 | 44.9157 AUD |
Ordinary NPV | CFD | Increasing a long position | 828 | 44.9157 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,234 | 44.9192 AUD |
Ordinary NPV | CFD | Increasing a long position | 8 | 44.9196 AUD |
Ordinary NPV | CFD | Reducing a long position | 3,004 | 44.9198 AUD |
Ordinary NPV | CFD | Opening a long position | 3,004 | 44.9198 AUD |
Ordinary NPV | CFD | Reducing a short position | 624 | 44.9220 AUD |
Ordinary NPV | CFD | Reducing a short position | 600 | 44.9243 AUD |
Ordinary NPV | CFD | Reducing a long position | 624 | 44.9260 AUD |
Ordinary NPV | CFD | Increasing a long position | 9 | 44.9270 AUD |
Ordinary NPV | CFD | Increasing a long position | 182 | 44.9270 AUD |
Ordinary NPV | CFD | Increasing a long position | 19 | 44.9270 AUD |
Ordinary NPV | CFD | Increasing a long position | 586 | 44.9270 AUD |
Ordinary NPV | CFD | Reducing a long position | 600 | 44.9277 AUD |
Ordinary NPV | CFD | Opening a short position | 6,637 | 44.9321 AUD |
Ordinary NPV | CFD | Increasing a short position | 2,928 | 44.9321 AUD |
Ordinary NPV | CFD | Opening a long position | 6,637 | 44.9321 AUD |
Ordinary NPV | CFD | Increasing a long position | 765 | 44.9360 AUD |
Ordinary NPV | CFD | Reducing a long position | 176 | 44.9360 AUD |
Ordinary NPV | CFD | Reducing a long position | 567 | 44.9360 AUD |
Ordinary NPV | CFD | Reducing a long position | 14 | 44.9360 AUD |
Ordinary NPV | CFD | Reducing a long position | 8 | 44.9360 AUD |
Ordinary NPV | CFD | Increasing a long position | 15 | 44.9423 AUD |
Ordinary NPV | CFD | Increasing a long position | 412 | 44.9423 AUD |
Ordinary NPV | CFD | Increasing a long position | 43 | 44.9423 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,332 | 44.9423 AUD |
Ordinary NPV | CFD | Reducing a short position | 52,184 | 44.9515 AUD |
Ordinary NPV | CFD | Opening a long position | 17,167 | 44.9515 AUD |
Ordinary NPV | CFD | Opening a short position | 69,351 | 44.9537 AUD |
Ordinary NPV | CFD | Increasing a long position | 105,832 | 44.9670 AUD |
Ordinary NPV | CFD | Reducing a long position | 52,184 | 44.9693 AUD |
Ordinary NPV | CFD | Opening a short position | 53,648 | 44.9693 AUD |
Ordinary NPV | CFD | Increasing a short position | 10 | 44.9704 AUD |
Ordinary NPV | CFD | Increasing a short position | 739 | 44.9704 AUD |
Ordinary NPV | CFD | Opening a long position | 749 | 44.9704 AUD |
Ordinary NPV | CFD | Opening a long position | 136,830 | 44.9747 AUD |
Ordinary NPV | CFD | Reducing a short position | 53,648 | 44.9747 AUD |
Ordinary NPV | CFD | Opening a short position | 67,479 | 44.9770 AUD |
Ordinary NPV | CFD | Reducing a long position | 122,999 | 44.9770 AUD |
Ordinary NPV | CFD | Increasing a long position | 37,942 | 44.9865 AUD |
Ordinary NPV | CFD | Reducing a short position | 33,500 | 44.9884 AUD |
Ordinary NPV | CFD | Opening a short position | 35,293 | 44.9888 AUD |
Ordinary NPV | CFD | Reducing a long position | 2,649 | 44.9888 AUD |
Ordinary NPV | CFD | Opening a short position | 33,500 | 44.9907 AUD |
Ordinary NPV | CFD | Opening a short position | 60,000 | 44.9956 AUD |
Ordinary NPV | CFD | Opening a long position | 60,000 | 44.9956 AUD |
Ordinary NPV | CFD | Reducing a short position | 67,674 | 44.9963 AUD |
Ordinary NPV | CFD | Reducing a long position | 67,674 | 45.0011 AUD |
Ordinary NPV | CFD | Reducing a short position | 470 | 45.0043 AUD |
Ordinary NPV | CFD | Reducing a long position | 470 | 45.0043 AUD |
Ordinary NPV | CFD | Increasing a long position | 2 | 45.0100 AUD |
Ordinary NPV | CFD | Increasing a short position | 1 | 45.0100 AUD |
Ordinary NPV | CFD | Increasing a short position | 2 | 45.0100 AUD |
Ordinary NPV | CFD | Increasing a short position | 7 | 45.0100 AUD |
Ordinary NPV | CFD | Increasing a long position | 1 | 45.0100 AUD |
Ordinary NPV | CFD | Reducing a short position | 10 | 45.0100 AUD |
Ordinary NPV | CFD | Reducing a long position | 10 | 45.0100 AUD |
Ordinary NPV | CFD | Increasing a long position | 7 | 45.0100 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,453 | 45.0220 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,545 | 45.0220 AUD |
Ordinary NPV | CFD | Reducing a long position | 4,998 | 45.0258 AUD |
Ordinary NPV | CFD | Opening a long position | 2,649 | 45.0309 AUD |
Ordinary NPV | CFD | Reducing a short position | 622 | 45.0309 AUD |
Ordinary NPV | CFD | Reducing a long position | 3,271 | 45.0331 AUD |
Ordinary NPV | CFD | Reducing a long position | 545 | 553.6514 ZAR |
Ordinary NPV | SWAP | Reducing a short position | 2,763 | 23.7314 GBP |
Ordinary NPV | SWAP | Reducing a short position | 9,824 | 30.9425 USD |
Ordinary NPV | SWAP | Reducing a short position | 19,694 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a long position | 19,694 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a short position | 15,120 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a long position | 159 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a short position | 159 | 44.5400 AUD |
Ordinary NPV | SWAP | Reducing a long position | 15,120 | 44.5400 AUD |
Ordinary NPV | SWAP | Opening a short position | 9,824 | 44.8676 AUD |
Ordinary NPV | SWAP | Increasing a short position | 9,870 | 44.8713 AUD |
Ordinary NPV | SWAP | Reducing a long position | 237 | 44.8832 AUD |
Ordinary NPV | SWAP | Reducing a long position | 814 | 44.8833 AUD |
Ordinary NPV | SWAP | Opening a short position | 159 | 44.8900 AUD |
Ordinary NPV | SWAP | Opening a short position | 15,120 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 10,000 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 302 | 44.8900 AUD |
Ordinary NPV | SWAP | Increasing a long position | 20,128 | 44.9155 AUD |
Ordinary NPV | SWAP | Increasing a long position | 7,121 | 546.8943 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 10,126 | 552.2437 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BHP Group