28th May 2024 11:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 24 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2219069 | 23.36584 GBP | 22.92062 GBP |
Ordinary NPV | Sell
| 2075992 | 23.38400 GBP | 23.00000 GBP |
ADR
| Buy
| 2344 | 59.64000 USD | 59.43500 USD |
ADR
| Sell | 4134 | 59.64000 USD | 59.43500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 303 | 23.2171 GBP |
Ordinary NPV | CFD
| Long | 14484 | 44.597846 AUD |
Ordinary NPV | CFD
| Long | 1601 | 44.7770643347908 AUD |
Ordinary NPV | CFD
| Long | 39022 | 44.663106 AUD |
Ordinary NPV | CFD
| Long | 655 | 44.673466 AUD |
Ordinary NPV | CFD
| Long | 12402 | 44.6481393044025 AUD |
Ordinary NPV | CFD
| Long | 4863 | 44.7038439819042 AUD |
Ordinary NPV | CFD
| Long | 2445 | 44.691558 AUD |
Ordinary NPV | CFD
| Long | 676 | 44.721213 AUD |
Ordinary NPV | CFD
| Long | 67979 | 44.668715 AUD |
Ordinary NPV | CFD
| Long | 1776 | 44.7303209459459 AUD |
Ordinary NPV | CFD
| Long | 17720 | 23.13296968 GBP |
Ordinary NPV | CFD
| Long | 7207 | 544.41285972 ZAR |
Ordinary NPV | CFD
| Long | 21400 | 23.228341 GBP |
Ordinary NPV | CFD
| Long | 1775 | 547.15 ZAR |
Ordinary NPV | CFD
| Long | 3193 | 543.2062 ZAR |
Ordinary NPV | CFD
| Long | 3464 | 539.8106149 ZAR |
Ordinary NPV | CFD
| Long | 28337 | 542.07557575 ZAR |
Ordinary NPV | CFD
| Long | 21 | 44.6904762 AUD |
Ordinary NPV | CFD
| Long | 13521 | 44.726998 AUD |
Ordinary NPV | CFD
| Long | 5398 | 44.728466 AUD |
Ordinary NPV | CFD
| Long | 16647 | 44.5618780020424 AUD |
Ordinary NPV | CFD
| Long | 12362 | 44.7128110014561 AUD |
Ordinary NPV | CFD
| Long | 757 | 44.736218005284 AUD |
Ordinary NPV | CFD
| Long | 18484 | 44.6786700597901 AUD |
Ordinary NPV | CFD
| Long | 6027 | 44.5451294772988 AUD |
Ordinary NPV | CFD
| Long | 447 | 44.7527403010515 AUD |
Ordinary NPV | CFD
| Long | 689 | 44.667417 AUD |
Ordinary NPV | CFD
| Long | 187320 | 44.693729 AUD |
Ordinary NPV | CFD
| Long | 6809 | 44.612636 AUD |
Ordinary NPV | CFD
| Long | 792 | 44.67322 AUD |
Ordinary NPV | CFD
| Long | 43441 | 44.639238 AUD |
Ordinary NPV | CFD
| Long | 43084 | 44.630332 AUD |
Ordinary NPV | CFD
| Long | 722 | 44.69819945 AUD |
Ordinary NPV | CFD
| Long | 17 | 23.33 GBP |
Ordinary NPV | CFD
| Long | 388 | 23.31020619 GBP |
Ordinary NPV | CFD
| Long | 250 | 23.20964 GBP |
Ordinary NPV | CFD
| Long | 10000 | 44.64 AUD |
Ordinary NPV | CFD
| Long | 29644 | 44.756804 AUD |
Ordinary NPV | CFD
| Long | 31812 | 44.6086819439205 AUD |
Ordinary NPV | CFD
| Short | 3043 | 44.655527 AUD |
Ordinary NPV | CFD
| Short | 4720 | 44.737814 AUD |
Ordinary NPV | CFD
| Short | 3200 | 44.696875 AUD |
Ordinary NPV | CFD
| Short | 213 | 44.6400031248826 AUD |
Ordinary NPV | CFD
| Short | 13970 | 44.6384108744452 AUD |
Ordinary NPV | CFD
| Short | 496 | 44.70523185 AUD |
Ordinary NPV | CFD
| Short | 103902 | 23.29 GBP |
Ordinary NPV | CFD
| Short | 6777 | 44.683367 AUD |
Ordinary NPV | CFD
| Short | 84500 | 44.685735 AUD |
Ordinary NPV | CFD
| Short | 50831 | 44.691437 AUD |
Ordinary NPV | CFD
| Short | 16581 | 44.661419 AUD |
Ordinary NPV | CFD
| Short | 1775 | 547.15 ZAR |
Ordinary NPV | CFD
| Short | 3464 | 539.8106149 ZAR |
Ordinary NPV | CFD
| Short | 21175 | 23.1837 GBP |
Ordinary NPV | CFD
| Short | 578 | 23.0 GBP |
Ordinary NPV | CFD
| Short | 19670 | 44.65339197 AUD |
Ordinary NPV | CFD
| Short | 7207 | 544.41285972 ZAR |
Ordinary NPV | CFD
| Short | 341616 | 44.681906 AUD |
Ordinary NPV | CFD
| Short | 363 | 44.69168 AUD |
Ordinary NPV | CFD
| Short | 69849 | 44.668058 AUD |
Ordinary NPV | CFD
| Short | 3110 | 44.652678 AUD |
Ordinary NPV | CFD
| Short | 29278 | 44.707304 AUD |
Ordinary NPV | CFD
| Short | 246 | 44.658577 AUD |
Ordinary NPV | CFD
| Short | 2726 | 44.746291269259 AUD |
Ordinary NPV | CFD
| Short | 2388 | 44.7329773869347 AUD |
Ordinary NPV | CFD
| Short | 16749 | 23.2817302526276 GBP |
Ordinary NPV | CFD
| Short | 6591 | 23.12138446 GBP |
Ordinary NPV | CFD
| Short | 250 | 23.040288 GBP |
Ordinary NPV | CFD
| Short | 28337 | 542.07557575 ZAR |
Ordinary NPV | CFD
| Short | 3193 | 543.2062 ZAR |
Ordinary NPV | CFD
| Short | 53429 | 44.661216 AUD |
ADR | CFD | Short
| 8 | 59.4350 |
ADR | CFD | Short
| 4 | 59.4575 |
ADR | CFD | Short
| 5 | 59.4940 |
ADR | CFD | Short
| 38 | 59.5074 |
ADR | CFD | Short
| 30 | 59.5267 |
ADR | CFD | Short
| 1007 | 59.5719 |
ADR | CFD | Short
| 79 | 59.6300 |
ADR | CFD | Short
| 1 | 59.6400 |
ADR | CFD | Long
| -8 | 59.4350 |
ADR | CFD | Long
| -4 | 59.4575 |
ADR | CFD | Long
| -10 | 59.4940 |
ADR | CFD | Long
| -38 | 59.5074 |
ADR | CFD | Long
| -30 | 59.5267 |
ADR | CFD | Long
| -890 | 59.5696 |
ADR | CFD | Long
| -1007 | 59.5719 |
ADR | CFD | Long
| -79 | 59.6300 |
ADR | CFD | Long
| -1 | 59.6400 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BHP Group