21st May 2024 11:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 20 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Purchases | 339,556361,970 | 24.3700 GBP46.0100 AUD | 24.0208 GBP45.7200 AUD |
Ordinary NPV | Sales | 443,977381,038 | 24.3800 GBP46.0100 AUD | 24.0208 GBP43.3908 AUD |
ADR / (1.00 : 2.00) | Purchases | 71,323 (142,646) | 61.7033 USD | 61.6663 USD |
ADR / (1.00 : 2.00) | Sales | 104,803 (209,606) | 62.0100 USD | 61.5550 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | Increasing a short position | 58 | 24.1436 GBP |
Ordinary NPV | CFD | Opening a short position | 1,600 | 24.1765 GBP |
Ordinary NPV | CFD | Reducing a long position | 424 | 24.1771 GBP |
Ordinary NPV | CFD | Reducing a long position | 130 | 24.1771 GBP |
Ordinary NPV | CFD | Reducing a long position | 69 | 24.1771 GBP |
Ordinary NPV | CFD | Reducing a long position | 6 | 24.1936 GBP |
Ordinary NPV | CFD | Reducing a long position | 4,027 | 24.2118 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,250 | 24.2118 GBP |
Ordinary NPV | CFD | Reducing a long position | 119 | 24.2118 GBP |
Ordinary NPV | CFD | Reducing a long position | 47 | 24.2118 GBP |
Ordinary NPV | CFD | Opening a long position | 7,819 | 24.2158 GBP |
Ordinary NPV | CFD | Reducing a short position | 1,400 | 24.2208 GBP |
Ordinary NPV | CFD | Increasing a long position | 59,183 | 24.2213 GBP |
Ordinary NPV | CFD | Reducing a long position | 17 | 24.2236 GBP |
Ordinary NPV | CFD | Reducing a long position | 17 | 24.2236 GBP |
Ordinary NPV | CFD | Increasing a long position | 9,800 | 24.2245 GBP |
Ordinary NPV | CFD | Reducing a long position | 7 | 24.2631 GBP |
Ordinary NPV | CFD | Increasing a long position | 40,906 | 24.2644 GBP |
Ordinary NPV | CFD | Reducing a long position | 7,029 | 24.2670 GBP |
Ordinary NPV | CFD | Reducing a long position | 2,182 | 24.2670 GBP |
Ordinary NPV | CFD | Reducing a long position | 226 | 24.2670 GBP |
Ordinary NPV | CFD | Reducing a long position | 95 | 24.2670 GBP |
Ordinary NPV | CFD | Reducing a long position | 644 | 24.2823 GBP |
Ordinary NPV | CFD | Reducing a long position | 199 | 24.2823 GBP |
Ordinary NPV | CFD | Reducing a long position | 1,362 | 24.2848 GBP |
Ordinary NPV | CFD | Reducing a long position | 422 | 24.2848 GBP |
Ordinary NPV | CFD | Reducing a long position | 39 | 24.2848 GBP |
Ordinary NPV | CFD | Increasing a long position | 203 | 24.3240 GBP |
Ordinary NPV | CFD | Reducing a long position | 518 | 24.3454 GBP |
Ordinary NPV | CFD | Reducing a long position | 162 | 24.3454 GBP |
Ordinary NPV | CFD | Reducing a long position | 35 | 24.3454 GBP |
Ordinary NPV | CFD | Reducing a long position | 13 | 24.3454 GBP |
Ordinary NPV | CFD | Reducing a long position | 7,819 | 24.3457 GBP |
Ordinary NPV | CFD | Increasing a long position | 13,876 | 24.3487 GBP |
Ordinary NPV | CFD | Opening a short position | 953 | 30.6219 USD |
Ordinary NPV | CFD | Opening a short position | 607 | 30.6219 USD |
Ordinary NPV | CFD | Reducing a long position | 91,590 | 30.7725 USD |
Ordinary NPV | CFD | Reducing a short position | 607 | 30.8099 USD |
Ordinary NPV | CFD | Reducing a short position | 953 | 30.8099 USD |
Ordinary NPV | CFD | Opening a short position | 412 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 412 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 50,000 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,538 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a long position | 27,538 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a long position | 16,000 | 44.8900 AUD |
Ordinary NPV | CFD | Increasing a short position | 817 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,560 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a long position | 50,000 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a long position | 293 | 44.8900 AUD |
Ordinary NPV | CFD | Increasing a long position | 817 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,560 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 293 | 44.8900 AUD |
Ordinary NPV | CFD | Reducing a short position | 16,000 | 44.8900 AUD |
Ordinary NPV | CFD | Opening a long position | 2,136 | 45.6900 AUD |
Ordinary NPV | CFD | Opening a short position | 2,136 | 45.6934 AUD |
Ordinary NPV | CFD | Reducing a short position | 301 | 45.7109 AUD |
Ordinary NPV | CFD | Increasing a long position | 106 | 45.7131 AUD |
Ordinary NPV | CFD | Increasing a long position | 336 | 45.7131 AUD |
Ordinary NPV | CFD | Reducing a short position | 18,629 | 45.7131 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,046 | 45.7131 AUD |
Ordinary NPV | CFD | Increasing a long position | 472 | 45.7200 AUD |
Ordinary NPV | CFD | Increasing a long position | 936 | 45.7200 AUD |
Ordinary NPV | CFD | Opening a long position | 1,560 | 45.7200 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,810 | 45.7237 AUD |
Ordinary NPV | CFD | Increasing a short position | 936 | 45.7239 AUD |
Ordinary NPV | CFD | Reducing a short position | 576 | 45.7640 AUD |
Ordinary NPV | CFD | Opening a long position | 412 | 45.7684 AUD |
Ordinary NPV | CFD | Reducing a long position | 283 | 45.7697 AUD |
Ordinary NPV | CFD | Opening a short position | 293 | 45.7697 AUD |
Ordinary NPV | CFD | Increasing a long position | 6 | 45.7701 AUD |
Ordinary NPV | CFD | Increasing a long position | 61 | 45.7701 AUD |
Ordinary NPV | CFD | Increasing a long position | 6 | 45.7701 AUD |
Ordinary NPV | CFD | Increasing a long position | 198 | 45.7701 AUD |
Ordinary NPV | CFD | Opening a short position | 412 | 45.7741 AUD |
Ordinary NPV | CFD | Opening a long position | 283 | 45.7749 AUD |
Ordinary NPV | CFD | Reducing a long position | 1 | 45.7750 AUD |
Ordinary NPV | CFD | Increasing a long position | 1 | 45.7750 AUD |
Ordinary NPV | CFD | Increasing a short position | 6 | 45.7806 AUD |
Ordinary NPV | CFD | Increasing a short position | 277 | 45.7806 AUD |
Ordinary NPV | CFD | Increasing a short position | 696 | 45.7826 AUD |
Ordinary NPV | CFD | Opening a short position | 2,451 | 45.7830 AUD |
Ordinary NPV | CFD | Opening a long position | 2,451 | 45.7830 AUD |
Ordinary NPV | CFD | Reducing a short position | 16,000 | 45.8032 AUD |
Ordinary NPV | CFD | Opening a short position | 16,000 | 45.8032 AUD |
Ordinary NPV | CFD | Opening a short position | 50,000 | 45.8047 AUD |
Ordinary NPV | CFD | Reducing a short position | 50,000 | 45.8047 AUD |
Ordinary NPV | CFD | Reducing a short position | 2,753 | 45.8154 AUD |
Ordinary NPV | CFD | Opening a long position | 27,538 | 45.8154 AUD |
Ordinary NPV | CFD | Reducing a short position | 6 | 45.8166 AUD |
Ordinary NPV | CFD | Increasing a long position | 27,538 | 45.8172 AUD |
Ordinary NPV | CFD | Reducing a long position | 30,291 | 45.8176 AUD |
Ordinary NPV | CFD | Increasing a long position | 11 | 45.8183 AUD |
Ordinary NPV | CFD | Increasing a long position | 33 | 45.8183 AUD |
Ordinary NPV | CFD | Increasing a long position | 102 | 45.8183 AUD |
Ordinary NPV | CFD | Opening a short position | 27,538 | 45.8195 AUD |
Ordinary NPV | CFD | Reducing a long position | 6 | 45.8200 AUD |
Ordinary NPV | CFD | Opening a long position | 110,019 | 45.8228 AUD |
Ordinary NPV | CFD | Reducing a short position | 27,643 | 45.8228 AUD |
Ordinary NPV | CFD | Reducing a long position | 27,643 | 45.8251 AUD |
Ordinary NPV | CFD | Opening a short position | 110,019 | 45.8251 AUD |
Ordinary NPV | CFD | Increasing a short position | 146 | 45.8252 AUD |
Ordinary NPV | CFD | Opening a long position | 27,643 | 45.8285 AUD |
Ordinary NPV | CFD | Reducing a short position | 67,479 | 45.8285 AUD |
Ordinary NPV | CFD | Increasing a long position | 101 | 45.8291 AUD |
Ordinary NPV | CFD | Reducing a long position | 24 | 45.8291 AUD |
Ordinary NPV | CFD | Reducing a long position | 76 | 45.8291 AUD |
Ordinary NPV | CFD | Reducing a long position | 1 | 45.8291 AUD |
Ordinary NPV | CFD | Reducing a long position | 67,479 | 45.8308 AUD |
Ordinary NPV | CFD | Opening a short position | 27,643 | 45.8308 AUD |
Ordinary NPV | CFD | Reducing a short position | 76 | 45.8312 AUD |
Ordinary NPV | CFD | Reducing a long position | 76 | 45.8312 AUD |
Ordinary NPV | CFD | Reducing a long position | 2 | 45.8450 AUD |
Ordinary NPV | CFD | Increasing a long position | 2 | 45.8450 AUD |
Ordinary NPV | CFD | Increasing a long position | 214 | 45.8468 AUD |
Ordinary NPV | CFD | Increasing a long position | 13 | 45.8468 AUD |
Ordinary NPV | CFD | Increasing a long position | 691 | 45.8468 AUD |
Ordinary NPV | CFD | Reducing a long position | 918 | 45.8468 AUD |
Ordinary NPV | CFD | Reducing a short position | 3,250 | 45.8514 AUD |
Ordinary NPV | CFD | Reducing a short position | 7,356 | 45.8520 AUD |
Ordinary NPV | CFD | Reducing a long position | 10,606 | 45.8557 AUD |
Ordinary NPV | CFD | Reducing a short position | 12,202 | 45.8574 AUD |
Ordinary NPV | CFD | Increasing a long position | 1,165 | 45.8593 AUD |
Ordinary NPV | CFD | Increasing a short position | 1,165 | 45.8593 AUD |
Ordinary NPV | CFD | Reducing a long position | 12,202 | 45.8625 AUD |
Ordinary NPV | CFD | Reducing a short position | 1,793 | 45.8784 AUD |
Ordinary NPV | CFD | Opening a long position | 2,753 | 45.8784 AUD |
Ordinary NPV | CFD | Reducing a long position | 1,793 | 45.8806 AUD |
Ordinary NPV | CFD | Opening a short position | 2,753 | 45.8806 AUD |
Ordinary NPV | CFD | Increasing a long position | 392 | 45.9467 AUD |
Ordinary NPV | CFD | Increasing a short position | 392 | 45.9513 AUD |
Ordinary NPV | CFD | Reducing a short position | 217 | 46.0008 AUD |
Ordinary NPV | CFD | Reducing a short position | 215 | 46.0008 AUD |
Ordinary NPV | CFD | Opening a short position | 1,560 | 46.0100 AUD |
Ordinary NPV | CFD | Reducing a long position | 432 | 46.0100 AUD |
Ordinary NPV | CFD | Increasing a long position | 8,209 | 46.0100 AUD |
Ordinary NPV | CFD | Increasing a long position | 146 | 46.0100 AUD |
Ordinary NPV | CFD | Increasing a short position | 8,209 | 46.0123 AUD |
Ordinary NPV | CFD | Increasing a short position | 146 | 46.0192 AUD |
Ordinary NPV | CFD | Reducing a long position | 919 | 562.0347 ZAR |
Ordinary NPV | CFD | Opening a short position | 276 | 562.0347 ZAR |
Ordinary NPV | SWAP | Reducing a short position | 393 | 24.1600 GBP |
Ordinary NPV | SWAP | Increasing a short position | 147,635 | 30.6837 USD |
Ordinary NPV | SWAP | Reducing a long position | 9,824 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a short position | 9,824 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a short position | 91,590 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 91,590 | 44.8900 AUD |
Ordinary NPV | SWAP | Reducing a long position | 301 | 45.7109 AUD |
Ordinary NPV | SWAP | Reducing a long position | 18,629 | 45.7131 AUD |
Ordinary NPV | SWAP | Reducing a long position | 1,046 | 45.7131 AUD |
Ordinary NPV | SWAP | Increasing a long position | 147,635 | 45.7607 AUD |
Ordinary NPV | SWAP | Reducing a long position | 15,000 | 45.8188 AUD |
Ordinary NPV | SWAP | Opening a short position | 9,824 | 45.8566 AUD |
Ordinary NPV | SWAP | Opening a long position | 91,590 | 45.9222 AUD |
Ordinary NPV | SWAP | Increasing a long position | 1,195 | 561.8662 ZAR |
Ordinary NPV | SWAP | Reducing a long position | 12,931 | 562.2795 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 21 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BHP Group