13th Oct 2015 12:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 12/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,185,964 | 18.51 GBP | 18.04 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,123,830 | 18.37 GBP | 18.08 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,085,926 | 18.16 GBP | 17.88 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 893,761 | 24.61 EUR | 24.13 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,192,003 | 18.23 GBP | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Sale | 710,795 | 24.5 EUR | 24.15 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 550 | 24.473 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,835 | 18.128 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,818 | 18.033 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,190 | 18.088 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,412 | 24.396 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,761 | 24.475 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 184 | 24.396 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 110 | 18.05 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 382,912 | 24.352 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 975 | 24.352 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 647 | 24.352 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 766,671 | 18.002 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,832 | 18.002 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 728 | 18.002 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,647 | 18.03 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,732 | 17.989 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 496 | 24.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 217 | 24.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 147 | 24.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 523 | 24.426 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 208 | 24.426 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,500 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10 | 24.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,514 | 18.17 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,100 | 18.029 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 24.442 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,947 | 18.092 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,357 | 24.138 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,332 | 18.004 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,299 | 18.004 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,253 | 18.004 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,723 | 18.004 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,214 | 24.36 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 38 | 17.972 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 48 | 18.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 293 | 18.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 624 | 18.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6 | 24.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,770 | 17.994 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,818 | 17.994 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 353 | 17.926 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,413 | 24.435 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 760 | 17.936 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 382,912 | 24.35 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 766,671 | 18 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,676 | 18.016 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,732 | 18.016 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,971 | 18.012 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 262 | 24.191 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16 | 24.566 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 65 | 24.566 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 523 | 24.566 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 145 | 17.951 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 485 | 17.951 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,100 | 17.951 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,514 | 18.17 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 72 | 24.273 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 79 | 17.917 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,026 | 18.037 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,477 | 18.037 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 163 | 24.503 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 92,553 | 24.413 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 615 | 18.138 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 43,718 | 18.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,824 | 18.139 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 205 | 18.139 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,321 | 18.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,076 | 18.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,728 | 18.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,844 | 18.271 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 726 | 18.271 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,829 | 18.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 18.275 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 452 | 18.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 351 | 18.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 665,027 | 18.214 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,000 | 18.214 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,802 | 18.24 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 310 | 18.364 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 264 | 18.309 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,100 | 18.365 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 388 | 18.094 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,398 | 18.296 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 273 | 18.296 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37,098 | 18.239 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 260 | 18.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,540 | 18.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,282 | 18.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 37 | 18.175 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,006 | 18.102 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,219 | 18.234 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 802 | 18.103 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 128 | 18.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 205 | 18.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 844 | 18.133 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,844 | 18.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,046 | 18.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 613 | 18.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,300 | 18.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 731 | 18.212 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 665,027 | 18.212 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 577 | 18.249 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,225 | 18.289 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 154 | 18.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 254 | 18.241 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 273 | 18.161 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,100 | 18.365 GBP |
Common - ISIN GB00B03MLX29 | Future | Long | 1,625,000 | 24.4 EUR |
Common - ISIN GB00B03MLX29 | Future | Short | 1,625,000 | 24.02 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 13/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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