19th May 2017 11:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Berendsen Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Berendsen Plc |
(d) Date dealing undertaken: | 18 May 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Elis SA |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 1,771,652
1,275,565 | 11.1096
11.1400 | 10.1400
10.1400 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP)
|
Ordinary Shares | Equity Swaps
| Long
Short
| 78 312 3,279 212 8,006 37,926 1,232 9,470 624 1,181 4,990 36,200 1,000
7,697 6,136 18,377 1,953 3,308 2,923 33 14,085 196 8,131 57 39,300 3,071 1,748 90,469 154,035 7,530 8,570 43,175 112 130 2,164 225 3 7,061 3,976 1,035 597 18,367 3,877 6,788 3,929 6,877 11,212 19,822 2,356 2,960 5,156 93 363 5,616 50,000 97 10,073 5,440 71 360 1,998 2 183 23 32,371 1,415 2,493 36 510 901 1,000 781 | 10.1397 10.1997 10.2197 10.2592 10.3187 10.3318 10.3461 10.4829 10.4897 10.4925 11.0794 11.0890 11.1700
10.2097 10.3355 10.3489 10.3540 10.3547 10.3615 10.3668 10.3951 10.3953 10.3954 10.3964 10.4075 10.4181 10.4193 10.4607 10.4613 10.4627 10.4696 10.4721 10.4733 10.4786 10.4792 10.4983 10.5027 10.5041 10.5047 10.5484 10.5504 10.5931 10.5948 10.5963 10.6042 10.6067 10.6187 10.6204 10.6226 10.6242 10.6281 10.6294 10.6308 10.6309 10.6549 10.6865 10.6877 10.6909 10.7332 10.7391 10.7400 10.7411 10.7416 10.7547 10.7799 10.7956 10.7974 10.8358 10.8378 10.8408 11.0284 11.0735 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
|
|
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 May 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Berendsen