9th Jul 2024 11:11
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Barratt Developments plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Barratt Developments plc |
(d) Date dealing undertaken: | 08 July 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 458798 | 5.07700 GBP | 5.01906 GBP |
10p ordinary | Sell
| 386513 | 5.08207 GBP | 4.82211 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 5567 | 5.03230645 GBP |
10p ordinary | CFD
| Long | 3973 | 5.03793702 GBP |
10p ordinary | CFD
| Long | 721 | 5.03692094 GBP |
10p ordinary | CFD
| Long | 2858 | 5.044117 GBP |
10p ordinary | CFD
| Long | 51900 | 5.038 GBP |
10p ordinary | CFD
| Long | 19 | 5.03924 GBP |
10p ordinary | CFD
| Long | 1399 | 5.039515 GBP |
10p ordinary | CFD
| Long | 3300 | 5.03140909090909 GBP |
10p ordinary | CFD
| Long | 7720 | 5.03577707196632 GBP |
10p ordinary | CFD
| Long | 13121 | 5.02950781555141 GBP |
10p ordinary | CFD
| Long | 15216 | 5.04019322 GBP |
10p ordinary | CFD
| Long | 34423 | 5.037748 GBP |
10p ordinary | CFD
| Long | 14061 | 5.05203129042173 GBP |
10p ordinary | CFD
| Long | 3403 | 5.05065588999118 GBP |
10p ordinary | CFD
| Long | 70 | 5.02957142857143 GBP |
10p ordinary | CFD
| Long | 102678 | 5.06911728 GBP |
10p ordinary | CFD
| Long | 9986 | 5.03557791 GBP |
10p ordinary | CFD
| Long | 44357 | 5.03672 GBP |
10p ordinary | CFD
| Short | 13246 | 5.039619 GBP |
10p ordinary | CFD
| Short | 3735 | 5.042267 GBP |
10p ordinary | CFD
| Short | 1383 | 5.02728105578453 GBP |
10p ordinary | CFD
| Short | 1091 | 5.028503 GBP |
10p ordinary | CFD
| Short | 127 | 5.042462 GBP |
10p ordinary | CFD
| Short | 19 | 5.038399 GBP |
10p ordinary | CFD
| Short | 22608 | 5.03809580679406 GBP |
10p ordinary | CFD
| Short | 4851 | 5.04728097299526 GBP |
10p ordinary | CFD
| Short | 522 | 5.05816091954023 GBP |
10p ordinary | CFD
| Short | 349 | 5.02114613180516 GBP |
10p ordinary | CFD
| Short | 1 | 5.039535 GBP |
10p ordinary | CFD
| Short | 250 | 5.05172 GBP |
10p ordinary | CFD
| Short | 96365 | 5.03787986274218 GBP |
10p ordinary | CFD
| Short | 2896 | 5.05583977625 GBP |
10p ordinary | CFD
| Short | 205 | 5.04661951219512 GBP |
10p ordinary | CFD
| Short | 2 | 5.054505 GBP |
10p ordinary | CFD
| Short | 25685 | 5.039443 GBP |
10p ordinary | CFD
| Short | 6875 | 5.040759 GBP |
10p ordinary | CFD
| Short | 1406 | 5.02728009409673 GBP |
10p ordinary | CFD
| Short | 22994 | 5.03809602505001 GBP |
10p ordinary | CFD
| Short | 2380 | 5.04216386554622 GBP |
10p ordinary | CFD
| Short | 356 | 5.02115168539326 GBP |
10p ordinary | CFD
| Short | 331 | 5.0519335347432 GBP |
10p ordinary | CFD
| Short | 836 | 5.0429606345933 GBP |
10p ordinary | CFD
| Short | 521 | 5.03521265464491 GBP |
10p ordinary | CFD
| Short | 19 | 5.024 GBP |
10p ordinary | CFD
| Short | 44949 | 5.038 GBP |
10p ordinary | CFD
| Short | 13175 | 5.0359112 GBP |
10p ordinary | CFD
| Short | 9415 | 5.03504981269782 GBP |
10p ordinary | CFD
| Short | 595 | 5.03124 GBP |
10p ordinary | CFD
| Short | 16043 | 5.038252 GBP |
10p ordinary | CFD
| Short | 1327 | 5.02728026024868 GBP |
10p ordinary | CFD
| Short | 21701 | 5.03809594027925 GBP |
10p ordinary | CFD
| Short | 2060 | 5.04177184466019 GBP |
10p ordinary | CFD
| Short | 336 | 5.02116071428571 GBP |
10p ordinary | CFD
| Short | 312 | 5.05192307692308 GBP |
10p ordinary | CFD
| Short | 6262 | 5.03875598850208 GBP |
10p ordinary | CFD
| Short | 814 | 5.04456511056511 GBP |
10p ordinary | CFD
| Short | 2 | 5.036504 GBP |
10p ordinary | CFD
| Short | 3188 | 5.03958 GBP |
10p ordinary | CFD
| Short | 892 | 5.042026 GBP |
10p ordinary | CFD
| Short | 333 | 5.02726665960961 GBP |
10p ordinary | CFD
| Short | 5460 | 5.03809523809524 GBP |
10p ordinary | CFD
| Short | 1056 | 5.04680871212121 GBP |
10p ordinary | CFD
| Short | 115 | 5.05730434782609 GBP |
10p ordinary | CFD
| Short | 89 | 5.02112359550562 GBP |
10p ordinary | CFD
| Short | 9578 | 5.06143109 GBP |
10p ordinary | CFD
| Short | 16 | 5.038754 GBP |
10p ordinary | CFD
| Short | 19295 | 5.0380958797616 GBP |
10p ordinary | CFD
| Short | 4141 | 5.04728085003622 GBP |
10p ordinary | CFD
| Short | 445 | 5.05815730337079 GBP |
10p ordinary | CFD
| Short | 298 | 5.02114093959732 GBP |
10p ordinary | CFD
| Short | 11306 | 5.039618 GBP |
10p ordinary | CFD
| Short | 3188 | 5.042266 GBP |
10p ordinary | CFD
| Short | 1180 | 5.02728416864407 GBP |
10p ordinary | CFD
| Short | 1 | 5.041489 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 July 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Barratt Developments