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Form 8.5 (EPT/RI) - Balfour Beatty Plc

6th Aug 2014 10:46

RNS Number : 4076O
Morgan Stanley Securities Limited
06 August 2014
 



 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

BALFOUR BEATTY PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

CARILLION PLC

(d) Date dealing undertaken:

05 AUGUST 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 50P ORDINARY

 PURCHASES

 380,301

 2.4440 GBP

 2.3560 GBP

 50P ORDINARY

 SALES

 465,330

 2.4590 GBP

 2.3530 GBP

 CONVERTIBLE BONDS DUE DECEMBER 2018

 PURCHASES

 2,600,000

 99.2500 GBP

 99.2500 GBP

 CONVERTIBLE BONDS DUE DECEMBER 2018

 SALES

 4,500,000

 99.2600 GBP

 99.0520 GBP

 

 

(b) Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 50P ORDINARY

 CFD

 LONG

 10,188

 2.3620 GBP

 50P ORDINARY

 CFD

 LONG

 3,110

 2.3629 GBP

 50P ORDINARY

 CFD

 LONG

 5,832

 2.3638 GBP

 50P ORDINARY

 CFD

 LONG

 1,951

 2.3670 GBP

 50P ORDINARY

 CFD

 LONG

 13,573

 2.3760 GBP

 50P ORDINARY

 CFD

 LONG

 89,752

 2.3800 GBP

 50P ORDINARY

 CFD

 LONG

 20,866

 2.3828 GBP

 50P ORDINARY

 CFD

 LONG

 1,500

 2.3869 GBP

 50P ORDINARY

 CFD

 LONG

 703

 2.3990 GBP

 50P ORDINARY

 CFD

 LONG

 687

 2.4000 GBP

 50P ORDINARY

 CFD

 LONG

 611

 2.4007 GBP

 50P ORDINARY

 CFD

 LONG

 1,219

 2.4020 GBP

 50P ORDINARY

 CFD

 LONG

 778

 2.4030 GBP

 50P ORDINARY

 CFD

 LONG

 705

 2.4050 GBP

 50P ORDINARY

 CFD

 LONG

 678

 2.4060 GBP

 50P ORDINARY

 CFD

 LONG

 13,286

 2.4067 GBP

 50P ORDINARY

 CFD

 LONG

 30,999

 2.4067 GBP

 50P ORDINARY

 CFD

 LONG

 21,250

 2.4067 GBP

 50P ORDINARY

 CFD

 LONG

 52,618

 2.4067 GBP

 50P ORDINARY

 CFD

 LONG

 2,537

 2.4067 GBP

 50P ORDINARY

 CFD

 LONG

 743

 2.4070 GBP

 50P ORDINARY

 CFD

 LONG

 652

 2.4090 GBP

 50P ORDINARY

 CFD

 LONG

 695

 2.4120 GBP

 50P ORDINARY

 CFD

 LONG

 1,757

 2.4130 GBP

 50P ORDINARY

 CFD

 LONG

 314

 2.4150 GBP

 50P ORDINARY

 CFD

 LONG

 746

 2.4170 GBP

 50P ORDINARY

 CFD

 LONG

 252

 2.4180 GBP

 50P ORDINARY

 CFD

 LONG

 2,668

 2.4200 GBP

 50P ORDINARY

 CFD

 LONG

 4,914

 2.4210 GBP

 50P ORDINARY

 CFD

 LONG

 72

 2.4531 GBP

 50P ORDINARY

 CFD

 LONG

 900

 2.4590 GBP

 50P ORDINARY

 CFD

 SHORT

 6,004

 2.3620 GBP

 50P ORDINARY

 CFD

 SHORT

 182

 2.3620 GBP

 50P ORDINARY

 CFD

 SHORT

 1,522

 2.3634 GBP

 50P ORDINARY

 CFD

 SHORT

 35

 2.3640 GBP

 50P ORDINARY

 CFD

 SHORT

 108

 2.3640 GBP

 50P ORDINARY

 CFD

 SHORT

 2,473

 2.3644 GBP

 50P ORDINARY

 CFD

 SHORT

 12,765

 2.3690 GBP

 50P ORDINARY

 CFD

 SHORT

 1,544

 2.3690 GBP

 50P ORDINARY

 CFD

 SHORT

 83,901

 2.3749 GBP

 50P ORDINARY

 CFD

 SHORT

 46,890

 2.3805 GBP

 50P ORDINARY

 CFD

 SHORT

 25,976

 2.3823 GBP

 50P ORDINARY

 CFD

 SHORT

 7,802

 2.3823 GBP

 50P ORDINARY

 CFD

 SHORT

 2,324

 2.3840 GBP

 50P ORDINARY

 CFD

 SHORT

 378

 2.3840 GBP

 50P ORDINARY

 CFD

 SHORT

 8,400

 2.3882 GBP

 50P ORDINARY

 CFD

 SHORT

 288

 2.4232 GBP

 50P ORDINARY

 CFD

 SHORT

 935

 2.4400 GBP

 50P ORDINARY

 CFD

 SHORT

 1

 2.4440 GBP

 50P ORDINARY

 CFD

 SHORT

 4,889

 2.3764 GBP

 CONVERTIBLE BONDS DUE DECEMBER 2018

 CFD

 SHORT

 10

 165,999.4223 GBP

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Class of relevant security

 Product description e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

06 AUGUST 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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