19th Dec 2017 11:43
This announcement replaces the previous RNS announcement 6549Z released at 11:58am on the 15th December 2017. Amendment made to section 2 (a). All other information remains
unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 15 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 775435 | 5.4014522 GBP | 5.27249 GBP |
25p ordinary | Sell
| 1718336
| 5.4014511 GBP | 5.25770 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 922056 | 5.309795 GBP |
25p ordinary | CFD
| Long | 19324 | 5.317145 GBP |
25p ordinary | CFD
| Long | 938667 | 5.2577 GBP |
25p ordinary | CFD
| Long | 13263 | 5.309796 GBP |
25p ordinary | CFD
| Long | 12137 | 5.4014522 GBP |
25p ordinary | CFD
| Long | 10251 | 5.29800507 GBP |
25p ordinary | CFD
| Long | 5334 | 5.29789276340457 GBP |
25p ordinary | CFD
| Long | 13666 | 5.29655275867115 GBP |
25p ordinary | CFD
| Long | 700 | 5.302611 GBP |
25p ordinary | CFD
| Long | 7026 | 5.309604 GBP |
25p ordinary | CFD
| Long | 173 | 5.29797688 GBP |
25p ordinary | CFD
| Long | 34369 | 5.311735 GBP |
25p ordinary | CFD
| Long | 3279 | 5.337045 GBP |
25p ordinary | CFD
| Long | 400 | 5.319319 GBP |
25p ordinary | CFD
| Long | 31041 | 5.311279 GBP |
25p ordinary | CFD
| Short | 1875 | 5.335 GBP |
25p ordinary | CFD
| Short | 4852 | 7.07424523 USD |
25p ordinary | CFD
| Short | 300 | 5.275 GBP |
25p ordinary | CFD
| Short | 879 | 5.31872582 GBP |
25p ordinary | CFD
| Short | 1214 | 5.31872323 GBP |
25p ordinary | CFD
| Short | 12137 | 5.4014522 GBP |
25p ordinary | CFD
| Short | 135 | 5.303649 GBP |
25p ordinary | CFD
| Short | 75 | 5.318411 GBP |
25p ordinary | CFD
| Short | 63 | 5.301759 GBP |
25p ordinary | CFD
| Short | 50 | 5.30233 GBP |
25p ordinary | CFD
| Short | 21 | 5.306275 GBP |
25p ordinary | CFD
| Short | 285 | 5.319064 GBP |
25p ordinary | CFD
| Short | 730 | 5.312 GBP |
25p ordinary | CFD
| Short | 4801 | 5.290203 GBP |
25p ordinary | CFD
| Short | 37792 | 5.34 GBP |
25p ordinary | CFD
| Short | 400 | 5.3292 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L