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Form 8.5 (EPT/RI)

3rd Jul 2014 11:41

RNS Number : 3712L
Bank of America Merrill Lynch
03 July 2014
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

TUI Travel PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

TUI Travel PLC

(d)

Date dealing undertaken:

02/07/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB00B1Z7RQ77

Purchase

522,954

3.966 GBP

3.93 GBP

Common - ISIN GB00B1Z7RQ77

Sale

342,851

3.967 GBP

3.931 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B1Z7RQ77

Swaps

Long

2

3.967 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

2

3.94 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

1

3.967 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

81

3.967 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

7

3.94 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

219

3.94 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

1,344

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

1,551

3.934 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

1,162

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

887

3.935 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

204

3.941 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

8,782

3.946 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

413

3.939 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

1,000

3.94 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

20,801

3.952 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Long

4,199

3.944 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

486

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

2,371

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

502

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

2,072

3.936 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

12,497

3.941 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

1,200

3.94 GBP

Common - ISIN GB00B1Z7RQ77

Swaps

Short

100,652

4.957 EUR

Common - ISIN GB00B1Z7RQ77

Swaps

Short

2,945

4.957 EUR

Common - ISIN GB00B1Z7RQ77

Swaps

Short

12,820

4.957 EUR

Common - ISIN GB00B1Z7RQ77

Swaps

Short

3,730

4.957 EUR

Common - ISIN GB00B1Z7RQ77

Swaps

Short

4,853

4.957 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

03/07/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

TUI AG

(c)

Name of the party to the offer with which exempt principal trader is connected:

TUI Travel PLC

(d)

Date dealing undertaken:

02/07/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN DE000TUAG000

Purchase

34,468

12.195 EUR

12.11 EUR

Common - ISIN DE000TUAG000

Sale

69,664

12.205 EUR

12.1 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN DE000TUAG000

Swaps

Short

163

12.162 EUR

Common - ISIN DE000TUAG000

Swaps

Long

2,902

12.126 EUR

Common - ISIN DE000TUAG000

Swaps

Short

945

12.16 EUR

Common - ISIN DE000TUAG000

Swaps

Long

713

12.184 EUR

Common - ISIN DE000TUAG000

Swaps

Short

1,357

12.148 EUR

Common - ISIN DE000TUAG000

Swaps

Short

446

12.157 EUR

Common - ISIN DE000TUAG000

Swaps

Short

855

12.157 EUR

Common - ISIN DE000TUAG000

Swaps

Short

2,471

12.157 EUR

Common - ISIN DE000TUAG000

Swaps

Long

270

12.164 EUR

Common - ISIN DE000TUAG000

Swaps

Short

197

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Short

344

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Short

1,061

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Short

1,556

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Long

999

12.149 EUR

Common - ISIN DE000TUAG000

Swaps

Short

245

12.185 EUR

Common - ISIN DE000TUAG000

Swaps

Long

12,320

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Short

726

12.126 EUR

Common - ISIN DE000TUAG000

Swaps

Short

674

12.116 EUR

Common - ISIN DE000TUAG000

Swaps

Long

4,936

12.135 EUR

Common - ISIN DE000TUAG000

Swaps

Short

10,860

12.173 EUR

Common - ISIN DE000TUAG000

Swaps

Short

4,586

12.173 EUR

Common - ISIN DE000TUAG000

Swaps

Short

9,162

12.145 EUR

Common - ISIN DE000TUAG000

Swaps

Long

181

12.144 EUR

Common - ISIN DE000TUAG000

Swaps

Long

186

12.15 EUR

Common - ISIN DE000TUAG000

Swaps

Short

186

12.144 EUR

Common - ISIN DE000TUAG000

Swaps

Short

75

12.144 EUR

Common - ISIN DE000TUAG000

Swaps

Short

475

12.144 EUR

Common - ISIN DE000TUAG000

Swaps

Long

665

12.15 EUR

Common - ISIN DE000TUAG000

Swaps

Short

665

12.18 EUR

Common - ISIN DE000TUAG000

Swaps

Long

347

12.15 EUR

Common - ISIN DE000TUAG000

Swaps

Short

474

12.131 EUR

Common - ISIN DE000TUAG000

Swaps

Short

198

12.131 EUR

Common - ISIN DE000TUAG000

Swaps

Short

1,005

12.124 EUR

Common - ISIN DE000TUAG000

Swaps

Long

920,158

12.165 EUR

Common - ISIN DE000TUAG000

Swaps

Short

920,158

12.165 EUR

Common - ISIN DE000TUAG000

Swaps

Long

1,936

12.136 EUR

Common - ISIN DE000TUAG000

Swaps

Long

1,488

12.136 EUR

Common - ISIN DE000TUAG000

Swaps

Long

1,175

12.136 EUR

Common - ISIN DE000TUAG000

Swaps

Long

5,115

12.136 EUR

Common - ISIN DE000TUAG000

Swaps

Long

40,161

12.136 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

03/07/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Rockhopper Exploration PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Rockhopper Exploration PLC

(d)

Date dealing undertaken:

02/07/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB00B0FVQX23

Purchase

154,731

0.895 GBP

0.875 GBP

Common - ISIN GB00B0FVQX23

Sale

199,149

0.9 GBP

0.878 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B0FVQX23

Swaps

Long

13,092

0.89 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

6,546

0.886 GBP

Common - ISIN GB00B0FVQX23

Swaps

Long

38,894

0.897 GBP

Common - ISIN GB00B0FVQX23

Swaps

Long

1,624

0.887 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

4,992

0.888 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

2,709

0.885 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

2,709

0.875 GBP

Common - ISIN GB00B0FVQX23

Swaps

Long

2,709

0.885 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

13,689

0.891 GBP

Common - ISIN GB00B0FVQX23

Swaps

Long

26,515

0.892 GBP

Common - ISIN GB00B0FVQX23

Swaps

Short

6,522

0.891 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

03/07/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Mothercare PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Destination Maternity Corp

(d)

Date dealing undertaken:

02/07/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0009067447

Purchase

38,538

2.67 GBP

2.568 GBP

Common - ISIN GB0009067447

Sale

4,500

2.715 GBP

2.65 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0009067447

Swaps

Short

699

2.583 GBP

Common - ISIN GB0009067447

Swaps

Short

3,116

2.626 GBP

Common - ISIN GB0009067447

Swaps

Short

638

2.626 GBP

Common - ISIN GB0009067447

Swaps

Short

2,914

2.626 GBP

Common - ISIN GB0009067447

Swaps

Short

25,284

2.626 GBP

Common - ISIN GB0009067447

Swaps

Short

1,387

2.626 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

03/07/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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