3rd Dec 2014 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aviva Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Aviva Plc |
(d) Date dealing undertaken: | 02 DECEMBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | PURCHASES | 11,505,491 | 5.1550 GBP | 4.9680 GBP |
25p ordinary | SALES | 11,691,685 | 5.1550 GBP | 4.9900 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | LONG | 410,590 | 4.9911 GBP |
25p ordinary | CFD | LONG | 44,122 | 4.9911 GBP |
25p ordinary | CFD | LONG | 5,558 | 5.0000 GBP |
25p ordinary | CFD | LONG | 87 | 5.0000 GBP |
25p ordinary | CFD | LONG | 656 | 5.0000 GBP |
25p ordinary | CFD | LONG | 4,935 | 5.0000 GBP |
25p ordinary | CFD | LONG | 15,225 | 5.0000 GBP |
25p ordinary | CFD | LONG | 7,071 | 5.0000 GBP |
25p ordinary | CFD | LONG | 66,859 | 5.0025 GBP |
25p ordinary | CFD | LONG | 273,726 | 5.0025 GBP |
25p ordinary | CFD | LONG | 29,415 | 5.0025 GBP |
25p ordinary | CFD | LONG | 15,378 | 5.0103 GBP |
25p ordinary | CFD | LONG | 24,680 | 5.0183 GBP |
25p ordinary | CFD | LONG | 9,980 | 5.0186 GBP |
25p ordinary | CFD | LONG | 14,630 | 5.0187 GBP |
25p ordinary | CFD | LONG | 403 | 5.0200 GBP |
25p ordinary | CFD | LONG | 1,346 | 5.0200 GBP |
25p ordinary | CFD | LONG | 75 | 5.0200 GBP |
25p ordinary | CFD | LONG | 74,000 | 5.0249 GBP |
25p ordinary | CFD | LONG | 3,663 | 5.0256 GBP |
25p ordinary | CFD | LONG | 138,473 | 5.0338 GBP |
25p ordinary | CFD | LONG | 12,765 | 5.0338 GBP |
25p ordinary | CFD | LONG | 1,958 | 5.0433 GBP |
25p ordinary | CFD | LONG | 49,222 | 5.0449 GBP |
25p ordinary | CFD | LONG | 5,507 | 5.0449 GBP |
25p ordinary | CFD | LONG | 49,271 | 5.0449 GBP |
25p ordinary | CFD | LONG | 2,651 | 5.0462 GBP |
25p ordinary | CFD | LONG | 629,000 | 5.0503 GBP |
25p ordinary | CFD | LONG | 138,473 | 5.0623 GBP |
25p ordinary | CFD | LONG | 12,765 | 5.0623 GBP |
25p ordinary | CFD | LONG | 10,000 | 5.0625 GBP |
25p ordinary | CFD | LONG | 25,530 | 5.0723 GBP |
25p ordinary | CFD | LONG | 276,945 | 5.0723 GBP |
25p ordinary | CFD | LONG | 13,315 | 5.0800 GBP |
25p ordinary | CFD | LONG | 4,664 | 5.0835 GBP |
25p ordinary | CFD | LONG | 29,415 | 5.0987 GBP |
25p ordinary | CFD | LONG | 273,726 | 5.0987 GBP |
25p ordinary | CFD | LONG | 66,859 | 5.0987 GBP |
25p ordinary | CFD | LONG | 138,473 | 5.1073 GBP |
25p ordinary | CFD | LONG | 12,765 | 5.1073 GBP |
25p ordinary | CFD | LONG | 74,171 | 5.1097 GBP |
25p ordinary | CFD | LONG | 276,945 | 5.1102 GBP |
25p ordinary | CFD | LONG | 25,530 | 5.1102 GBP |
25p ordinary | CFD | LONG | 40,700 | 5.1156 GBP |
25p ordinary | CFD | LONG | 39,225 | 5.1164 GBP |
25p ordinary | CFD | LONG | 78 | 5.1195 GBP |
25p ordinary | CFD | LONG | 12,765 | 5.1272 GBP |
25p ordinary | CFD | LONG | 138,473 | 5.1272 GBP |
25p ordinary | CFD | LONG | 110,778 | 5.1335 GBP |
25p ordinary | CFD | LONG | 83,084 | 5.1335 GBP |
25p ordinary | CFD | LONG | 7,659 | 5.1335 GBP |
25p ordinary | CFD | LONG | 10,212 | 5.1335 GBP |
25p ordinary | CFD | LONG | 623 | 5.1450 GBP |
25p ordinary | CFD | SHORT | 9,656 | 4.9935 GBP |
25p ordinary | CFD | SHORT | 5,569 | 4.9953 GBP |
25p ordinary | CFD | SHORT | 25 | 4.9990 GBP |
25p ordinary | CFD | SHORT | 443 | 4.9990 GBP |
25p ordinary | CFD | SHORT | 132 | 4.9990 GBP |
25p ordinary | CFD | SHORT | 16,454 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 7,343 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 1,532 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 3,457 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 2,913 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 6,682 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 13,315 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 14,243 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 77,251 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 1,177 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 3,106 | 5.0009 GBP |
25p ordinary | CFD | SHORT | 8,567 | 5.0124 GBP |
25p ordinary | CFD | SHORT | 4,041 | 5.0124 GBP |
25p ordinary | CFD | SHORT | 3,600 | 5.0200 GBP |
25p ordinary | CFD | SHORT | 298,344 | 5.0210 GBP |
25p ordinary | CFD | SHORT | 1,530 | 5.0250 GBP |
25p ordinary | CFD | SHORT | 33,593 | 5.0261 GBP |
25p ordinary | CFD | SHORT | 104 | 5.0288 GBP |
25p ordinary | CFD | SHORT | 546,400 | 5.0292 GBP |
25p ordinary | CFD | SHORT | 3,118 | 5.0352 GBP |
25p ordinary | CFD | SHORT | 345 | 5.0352 GBP |
25p ordinary | CFD | SHORT | 121 | 5.0356 GBP |
25p ordinary | CFD | SHORT | 33 | 5.0356 GBP |
25p ordinary | CFD | SHORT | 70 | 5.0384 GBP |
25p ordinary | CFD | SHORT | 5,108 | 5.0392 GBP |
25p ordinary | CFD | SHORT | 3,999 | 5.0405 GBP |
25p ordinary | CFD | SHORT | 3,113 | 5.0405 GBP |
25p ordinary | CFD | SHORT | 365 | 5.0405 GBP |
25p ordinary | CFD | SHORT | 11,457 | 5.0457 GBP |
25p ordinary | CFD | SHORT | 344,899 | 5.0457 GBP |
25p ordinary | CFD | SHORT | 431 | 5.0459 GBP |
25p ordinary | CFD | SHORT | 16,467 | 5.0459 GBP |
25p ordinary | CFD | SHORT | 62,916 | 5.0473 GBP |
25p ordinary | CFD | SHORT | 45,612 | 5.0473 GBP |
25p ordinary | CFD | SHORT | 53,070 | 5.0473 GBP |
25p ordinary | CFD | SHORT | 12,673 | 5.0473 GBP |
25p ordinary | CFD | SHORT | 140 | 5.0475 GBP |
25p ordinary | CFD | SHORT | 254 | 5.0500 GBP |
25p ordinary | CFD | SHORT | 6,400 | 5.0506 GBP |
25p ordinary | CFD | SHORT | 254 | 5.0511 GBP |
25p ordinary | CFD | SHORT | 428 | 5.0528 GBP |
25p ordinary | CFD | SHORT | 220,100 | 5.0558 GBP |
25p ordinary | CFD | SHORT | 700,400 | 5.0558 GBP |
25p ordinary | CFD | SHORT | 290 | 5.0600 GBP |
25p ordinary | CFD | SHORT | 1,404 | 5.0600 GBP |
25p ordinary | CFD | SHORT | 10,000 | 5.0650 GBP |
25p ordinary | CFD | SHORT | 281 | 5.0651 GBP |
25p ordinary | CFD | SHORT | 165 | 5.0653 GBP |
25p ordinary | CFD | SHORT | 149 | 5.0709 GBP |
25p ordinary | CFD | SHORT | 100,000 | 5.0824 GBP |
25p ordinary | CFD | SHORT | 561 | 5.0899 GBP |
25p ordinary | CFD | SHORT | 3,964 | 5.0992 GBP |
25p ordinary | CFD | SHORT | 38 | 5.1307 GBP |
25p ordinary | CFD | LONG | 27,185 | 5.0000 GBP |
25p ordinary | CFD | LONG | 33,744 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 32,440 | 5.0000 GBP |
25p ordinary | CFD | SHORT | 41,390 | 5.0000 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 DECEMBER 2014 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aviva