5th Dec 2014 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aviva Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Aviva Plc |
(d) Date dealing undertaken: | 04 DECEMBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | PURCHASES | 5,165,939 | 5.1066 GBP | 5.0100 GBP |
25p ordinary | SALES | 4,302,813 | 5.1100 GBP | 5.0100 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | LONG | 33,108 | 5.0100 GBP |
25p ordinary | CFD | LONG | 36,630 | 5.0100 GBP |
25p ordinary | CFD | LONG | 12 | 5.0150 GBP |
25p ordinary | CFD | LONG | 1,535 | 5.0229 GBP |
25p ordinary | CFD | LONG | 36,310 | 5.0397 GBP |
25p ordinary | CFD | LONG | 718 | 5.0476 GBP |
25p ordinary | CFD | LONG | 32,196 | 5.0492 GBP |
25p ordinary | CFD | LONG | 150,000 | 5.0523 GBP |
25p ordinary | CFD | LONG | 374 | 5.0600 GBP |
25p ordinary | CFD | LONG | 2 | 5.0600 GBP |
25p ordinary | CFD | LONG | 150,000 | 5.0609 GBP |
25p ordinary | CFD | LONG | 47 | 5.0619 GBP |
25p ordinary | CFD | LONG | 44 | 5.0620 GBP |
25p ordinary | CFD | LONG | 1,246 | 5.0625 GBP |
25p ordinary | CFD | LONG | 1,154 | 5.0650 GBP |
25p ordinary | CFD | LONG | 93 | 5.0806 GBP |
25p ordinary | CFD | LONG | 1,171 | 5.0809 GBP |
25p ordinary | CFD | LONG | 120 | 5.0960 GBP |
25p ordinary | CFD | LONG | 2,175 | 5.0960 GBP |
25p ordinary | CFD | LONG | 651 | 5.0960 GBP |
25p ordinary | CFD | SHORT | 27,615 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 1,400 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 130 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 67 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 324 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 337 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 4,283 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 392 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 2,550 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 16,033 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 441 | 5.0124 GBP |
25p ordinary | CFD | SHORT | 36,312 | 5.0135 GBP |
25p ordinary | CFD | SHORT | 730 | 5.0197 GBP |
25p ordinary | CFD | SHORT | 107,110 | 5.0228 GBP |
25p ordinary | CFD | SHORT | 3 | 5.0250 GBP |
25p ordinary | CFD | SHORT | 27 | 5.0250 GBP |
25p ordinary | CFD | SHORT | 106 | 5.0252 GBP |
25p ordinary | CFD | SHORT | 17,941 | 5.0484 GBP |
25p ordinary | CFD | SHORT | 1,734 | 5.0486 GBP |
25p ordinary | CFD | SHORT | 34 | 5.0494 GBP |
25p ordinary | CFD | SHORT | 314 | 5.0495 GBP |
25p ordinary | CFD | SHORT | 5,708 | 5.0495 GBP |
25p ordinary | CFD | SHORT | 1,708 | 5.0495 GBP |
25p ordinary | CFD | SHORT | 1,544 | 5.0512 GBP |
25p ordinary | CFD | SHORT | 3 | 5.0600 GBP |
25p ordinary | CFD | SHORT | 119 | 5.0600 GBP |
25p ordinary | CFD | SHORT | 12 | 5.0600 GBP |
25p ordinary | CFD | SHORT | 33,300 | 5.0626 GBP |
25p ordinary | CFD | SHORT | 1,527 | 5.0662 GBP |
25p ordinary | CFD | SHORT | 45,987 | 5.0662 GBP |
25p ordinary | CFD | SHORT | 9,902 | 5.0741 GBP |
25p ordinary | CFD | SHORT | 1,137 | 5.0750 GBP |
25p ordinary | CFD | SHORT | 692 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 574 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 13,937 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 8,458 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 152,049 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 4,820 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 898 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 7,748 | 5.0776 GBP |
25p ordinary | CFD | SHORT | 736 | 5.0780 GBP |
25p ordinary | CFD | SHORT | 1,646 | 5.0780 GBP |
25p ordinary | CFD | SHORT | 7,089 | 5.0800 GBP |
25p ordinary | CFD | SHORT | 27,212 | 5.0815 GBP |
25p ordinary | CFD | SHORT | 100,000 | 5.0847 GBP |
25p ordinary | CFD | SHORT | 8 | 5.0850 GBP |
25p ordinary | CFD | SHORT | 57 | 5.0887 GBP |
25p ordinary | CFD | SHORT | 39 | 5.0961 GBP |
25p ordinary | CFD | SHORT | 50,000 | 5.1000 GBP |
25p ordinary | CFD | SHORT | 14 | 5.1057 GBP |
25p ordinary | CFD | SHORT | 3 | 5.1066 GBP |
25p ordinary | CFD | LONG | 132,700 | 5.0100 GBP |
25p ordinary | CFD | LONG | 36,660 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 37,499 | 5.0100 GBP |
25p ordinary | CFD | SHORT | 335,750 | 5.0100 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 DECEMBER 2014 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aviva