7th Sep 2022 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 6 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 803,711
686,743 | 28.6550 GBP
28.7000 GBP | 28.4000 GBP
28.4000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 4,530 1,203 1,654 115 813 1,461 1,371 132 274 11,195 19 90 861 551 796 71 910 14 1,430 2,518 422 12,304 870 9 6
601 4,389 3,419 416 5,446 12,953
27,476 5,513 21 1,060 4,600 1,007 3,547 768 180 213 207 624 832 89
1 138 1,793 5,000 206 18,456 100,000 873 310 21,294 4,000 1,784
27,122 807 9,109 161 1,890 1,691 6,825 518 261 502 960 365 176 1,040 80
24,308 479 1,050 178 1,832 599 443 586 3,683 128 5,435 189 807 1,091 3,058 655 | 28.4000 GBP 28.4008 GBP 28.4033 GBP 28.4239 GBP 28.4426 GBP 28.4837 GBP 28.4877 GBP 28.5048 GBP 28.5311 GBP 28.5373 GBP 28.5376 GBP 28.5400 GBP 28.5466 GBP 28.5500 GBP 28.5573 GBP 28.5579 GBP 28.5606 GBP 28.5646 GBP 28.5654 GBP 28.5683 GBP 28.5733 GBP 28.5744 GBP 28.5865 GBP 28.5923 GBP 28.6029 GBP
28.4784 GBP 28.5500 GBP 28.5549 GBP 28.5560 GBP 28.5774 GBP 28.6242 GBP
28.5019 GBP 28.5087 GBP 28.5179 GBP 28.5204 GBP 28.5231 GBP 28.5239 GBP 28.5243 GBP 28.5280 GBP 28.5405 GBP 28.5406 GBP 28.5484 GBP 28.5487 GBP 28.5532 GBP 28.5853 GBP
28.4000 GBP 28.4021 GBP 28.4043 GBP 28.5000 GBP 28.5131 GBP 28.5269 GBP 28.5385 GBP 28.5469 GBP 28.5673 GBP 28.5723 GBP 28.5786 GBP 28.6119 GBP
28.3999 GBP 28.4000 GBP 28.4020 GBP 28.4942 GBP 28.5238 GBP 28.5291 GBP 28.5300 GBP 28.5342 GBP 28.5399 GBP 28.5499 GBP 28.5576 GBP 28.5594 GBP 28.5791 GBP 28.6248 GBP 28.6349 GBP
28.4000 GBP 28.5001 GBP 28.5257 GBP 28.5385 GBP 28.5421 GBP 28.5472 GBP 28.5486 GBP 28.5576 GBP 28.5595 GBP 28.5614 GBP 28.5638 GBP 28.5646 GBP 28.5661 GBP 28.5704 GBP 28.5800 GBP 28.5946 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 7 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L