8th Sep 2022 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 7 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 582,193
542,374 | 28.8800 GBP
28.8900 GBP | 28.3700 GBP
28.3914 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 545 166 23 120 20 1,272 8,955 111 1,379 3,596 2,880 1,595 3,219 855 73 437 76 1,302 283 3,730 750 852 27 381 4,618 246 36 1,266 17,565 1,215 5,082 118 140 147 1,281 278 3,439 144 32,370 16,092 2,704
893 1,383 77 160 205 96 1,200 5,929 3,192 2,425
4,145 5,646 145 2,768 866 145 1,968 510 1,810 1,210 3,920 1,564 128 38,656 3,094 9,700 1,941 754 80 117 597 41,357
1,934 101 3,416 60,524 352 957 | 28.4223 GBP 28.4333 GBP 28.4509 GBP 28.4601 GBP 28.4609 GBP 28.4811 GBP 28.4909 GBP 28.4946 GBP 28.5113 GBP 28.5413 GBP 28.5473 GBP 28.5648 GBP 28.5735 GBP 28.5840 GBP 28.5929 GBP 28.5993 GBP 28.6011 GBP 28.6207 GBP 28.6268 GBP 28.6433 GBP 28.6470 GBP 28.6537 GBP 28.6547 GBP 28.6548 GBP 28.6549 GBP 28.6566 GBP 28.6575 GBP 28.6629 GBP 28.6711 GBP 28.6755 GBP 28.6774 GBP 28.6957 GBP 28.6958 GBP 28.6987 GBP 28.7044 GBP 28.7589 GBP 28.7692 GBP 28.8463 GBP 28.8561 GBP 28.8700 GBP 28.8708 GBP
28.4581 GBP 28.4583 GBP 28.6740 GBP 28.7594 GBP 28.7886 GBP 28.7975 GBP 28.8067 GBP 28.8275 GBP 28.8657 GBP 28.8694 GBP
28.3988 GBP 28.4651 GBP 28.4692 GBP 28.4777 GBP 28.5215 GBP 28.5462 GBP 28.5926 GBP 28.6354 GBP 28.6465 GBP 28.6471 GBP 28.6604 GBP 28.6626 GBP 28.6650 GBP 28.6764 GBP 28.6776 GBP 28.7251 GBP 28.7497 GBP 28.7506 GBP 28.7989 GBP 28.8047 GBP 28.8680 GBP 28.8700 GBP
28.3955 GBP 28.4406 GBP 28.4639 GBP 28.5124 GBP 28.5500 GBP 28.6050 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 8 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L