13th Sep 2022 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 12 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 419,862
453,410 | 29.7758 GBP
29.7825 GBP | 29.2700 GBP
29.2700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 103 68 50 107 17 496 1 3 514 426 3,600 2,297 20 678 25 3,566 134 3,632 3,310 6,285 6,226 596 12,723 8,505 318 652
26,883 15,766 57,553 1,207 15,675 31,500 2,276 617 13
7 1,500 638 460 45,412 217 1,058 1,073 121
22,689 533 4,260 7,016 44
413 118 106 55 78 9,912 6,024 25,631 2,364 348 6,828
152 782 139 327 622 345 1,161 37,061 17 217 38,603 214 811 7,468 145 1,007 623 20,797 546 257 | 29.4898 GBP 29.4987 GBP 29.5230 GBP 29.5357 GBP 29.5377 GBP 29.5391 GBP 29.5409 GBP 29.5430 GBP 29.5729 GBP 29.5748 GBP 29.5866 GBP 29.5900 GBP 29.5904 GBP 29.5924 GBP 29.5930 GBP 29.6009 GBP 29.6013 GBP 29.6029 GBP 29.6030 GBP 29.6090 GBP 29.6113 GBP 29.6116 GBP 29.6277 GBP 29.6374 GBP 29.6378 GBP 29.7397 GBP
29.5205 GBP 29.5777 GBP 29.6083 GBP 29.6143 GBP 29.6146 GBP 29.6703 GBP 29.6745 GBP 29.7194 GBP 29.7513 GBP
29.4778 GBP 29.5526 GBP 29.5783 GBP 29.5891 GBP 29.6141 GBP 29.6160 GBP 29.6172 GBP 29.6388 GBP 29.6896 GBP
29.4400 GBP 29.5206 GBP 29.5208 GBP 29.5593 GBP 29.6512 GBP
29.4161 GBP 29.4370 GBP 29.5191 GBP 29.5291 GBP 29.5584 GBP 29.5892 GBP 29.5898 GBP 29.5899 GBP 29.5900 GBP 29.6611 GBP 29.7403 GBP
29.5284 GBP 29.5314 GBP 29.5343 GBP 29.5410 GBP 29.5491 GBP 29.5510 GBP 29.5818 GBP 29.5900 GBP 29.5916 GBP 29.6002 GBP 29.6048 GBP 29.6073 GBP 29.6158 GBP 29.6208 GBP 29.6510 GBP 29.6605 GBP 29.6701 GBP 29.7005 GBP 29.7022 GBP 29.7171 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L