12th Sep 2022 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 9 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 489,896
286,513 | 29.7434 GBP
29.6964 GBP | 28.9200 GBP
28.9280 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 8,311 37 67 672 28 1,562 140 902 3,919 121 102 2,235 18,627 699 6,900 81 2,743 10,955 777 19,097 5,206 3,910 1,154 2,466
14,317 19 1,372 95 4,541 14
16 1,582 2,297 720 215 97 3,330 2,172
2,875 102,915 103 80 8,004 9,025 94 1,358 1,803 2,416
12,436 447 497 263 2,106 1,242 1,327 335 532 356 1,340 3,824 10,856
752 726 4,083 1,098 1,871 245 1,052 1,956 364 22,523 891 | 28.9250 GBP 28.9359 GBP 28.9929 GBP 29.0557 GBP 29.0646 GBP 29.0778 GBP 29.0797 GBP 29.0866 GBP 29.0994 GBP 29.1443 GBP 29.1452 GBP 29.1529 GBP 29.1716 GBP 29.1733 GBP 29.1895 GBP 29.2025 GBP 29.2026 GBP 29.2179 GBP 29.2429 GBP 29.3034 GBP 29.3946 GBP 29.4403 GBP 29.4408 GBP 29.4484 GBP
29.0492 GBP 29.1403 GBP 29.2488 GBP 29.4194 GBP 29.4617 GBP 29.6964 GBP
29.0278 GBP 29.1417 GBP 29.1837 GBP 29.2009 GBP 29.2089 GBP 29.2351 GBP 29.2662 GBP 29.3769 GBP
29.0584 GBP 29.0931 GBP 29.1006 GBP 29.1606 GBP 29.1800 GBP 29.1872 GBP 29.2077 GBP 29.2709 GBP 29.3089 GBP 29.4444 GBP
28.9280 GBP 28.9390 GBP 28.9437 GBP 28.9617 GBP 28.9748 GBP 28.9891 GBP 28.9991 GBP 29.0558 GBP 29.0662 GBP 29.1408 GBP 29.1809 GBP 29.4343 GBP 29.4400 GBP
29.0402 GBP 29.0553 GBP 29.1109 GBP 29.1326 GBP 29.1327 GBP 29.1344 GBP 29.1536 GBP 29.1903 GBP 29.2202 GBP 29.4400 GBP 29.4854 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 12 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L