14th Sep 2022 10:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 13 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 444,575
372,437 | 30.6000 GBP
30.6000 GBP | 29.5900 GBP
30.2300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Short Position
| 2,556 18,510 1,747 2,323 367 432 10,359 1,515 5,989 2,967 12 395 22 9,883 426 556 578 441 3,477 592 293 3,330 12 21 11,055 115 16 1,210 74,656 37 2,711 10,871 312 392 2,400 158
202 715 2,557 3,090 5,286 1,950 11,465 9,000 4,335 2,282 676 258 6,625 1,250 71 2,507 7,592 214 558 2,183 2,996 114,000 10,279
6,711 130 272 49,704 406 345 1,863 2,258 3,656 1,116 21,140 609
26,015 10,000 67 503 2,752 1,137 335 486 3,713 1,220 812 1,896 16,169 7,769 950 2,578 647
25,000 219 41,525 25,000 20,000 | 30.3300 GBP 30.4370 GBP 30.4392 GBP 30.4423 GBP 30.4579 GBP 30.4580 GBP 30.4638 GBP 30.4658 GBP 30.4674 GBP 30.4710 GBP 30.4712 GBP 30.4755 GBP 30.4831 GBP 30.4911 GBP 30.4939 GBP 30.4962 GBP 30.4987 GBP 30.5000 GBP 30.5009 GBP 30.5031 GBP 30.5146 GBP 30.5200 GBP 30.5231 GBP 30.5236 GBP 30.5291 GBP 30.5292 GBP 30.5361 GBP 30.5428 GBP 30.5490 GBP 30.5503 GBP 30.5532 GBP 30.5539 GBP 30.5563 GBP 30.5592 GBP 30.5791 GBP 30.5939 GBP
30.3515 GBP 30.3925 GBP 30.4051 GBP 30.4166 GBP 30.4292 GBP 30.4318 GBP 30.4427 GBP 30.4459 GBP 30.4531 GBP 30.4684 GBP 30.4691 GBP 30.4742 GBP 30.4863 GBP 30.4954 GBP 30.4955 GBP 30.4972 GBP 30.5000 GBP 30.5024 GBP 30.5196 GBP 30.5315 GBP 30.5345 GBP 30.5592 GBP 30.5996 GBP
30.3666 GBP 30.3819 GBP 30.4144 GBP 30.4201 GBP 30.4393 GBP 30.4394 GBP 30.4601 GBP 30.4660 GBP 30.4847 GBP 30.5059 GBP 30.5079 GBP 30.5090 GBP
29.5900 GBP 30.3526 GBP 30.4245 GBP 30.4364 GBP 30.4405 GBP 30.4440 GBP 30.4442 GBP 30.4458 GBP 30.4487 GBP 30.4535 GBP 30.4552 GBP 30.4641 GBP 30.4925 GBP 30.5000 GBP 30.5113 GBP 30.5121 GBP 30.5688 GBP
30.0300 GBP 30.3866 GBP 30.4021 GBP 30.4189 GBP 30.5105 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 14 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L