26th Sep 2022 15:50
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 21 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 3,470,133
2,401,519 | 31.2774 GBP
31.2300 GBP | 30.4800 GBP
30.2985 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 86,337 52,620 139 1,007 11,213 262 1,095 1,218 52,722 2,611 27,314 79,094 1,134 5,495 2,860 2,402 4,358 1,581 15,304 1,625 4,824 24,351 681 5,207 3,971 177,814 264 150,000
280,000 150,000 342,582 1,269 439 2,834 10,000 21,580 554 70,557 23 59,400 8,948 310
9,270 142,515 1,399 865 660 1,469 34,259 400 215 9,147 98 652 208 633 2,190 28,866 10,244 20,748 252 5,489 4,679 5,473 4,079 9,675 101 2,469 347
21,933 14,000 3,520 150,000 971 167,730 8,200 346 1,360 53 15,000 9,876 50,000
150,000 69,810 225,000
550,000 122,354 119,810 151,600 188,800 190,000 | 31.0200 GBP 31.0202 GBP 31.0278 GBP 31.0397 GBP 31.0471 GBP 31.0561 GBP 31.0645 GBP 31.0658 GBP 31.0872 GBP 31.0965 GBP 31.1201 GBP 31.1312 GBP 31.1552 GBP 31.1553 GBP 31.1564 GBP 31.1603 GBP 31.1665 GBP 31.1671 GBP 31.1681 GBP 31.1693 GBP 31.1695 GBP 31.1707 GBP 31.1774 GBP 31.1788 GBP 31.1849 GBP 31.1854 GBP 31.1859 GBP 31.2774 GBP
30.9690 GBP 30.9721 GBP 30.9752 GBP 31.0154 GBP 31.0178 GBP 31.0543 GBP 31.0660 GBP 31.0773 GBP 31.0846 GBP 31.1440 GBP 31.1730 GBP 31.1796 GBP 31.1947 GBP 31.1961 GBP
31.0199 GBP 31.0200 GBP 31.0498 GBP 31.0753 GBP 31.0813 GBP 31.0872 GBP 31.0960 GBP 31.0982 GBP 31.1032 GBP 31.1040 GBP 31.1148 GBP 31.1217 GBP 31.1292 GBP 31.1299 GBP 31.1315 GBP 31.1327 GBP 31.1558 GBP 31.1574 GBP 31.1601 GBP 31.1612 GBP 31.1681 GBP 31.1691 GBP 31.1748 GBP 31.1751 GBP 31.1777 GBP 31.1804 GBP 31.1839 GBP
30.4800 GBP 31.0310 GBP 31.0443 GBP 31.0777 GBP 31.0858 GBP 31.1024 GBP 31.1066 GBP 31.1091 GBP 31.1165 GBP 31.1203 GBP 31.1256 GBP 31.1513 GBP 31.1711 GBP
31.1387 GBP 31.1485 GBP 31.1539 GBP
31.0155 GBP 31.0223 GBP 31.1023 GBP 31.1333 GBP 31.1949 GBP 31.2034 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 26 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L