20th Sep 2022 11:21
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 14 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 367,026
241,768 | 30.4800 GBP
30.5400 GBP | 30.2700 GBP
30.2800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 307 641 52,520 1,234 2,597 1,104 1,328 13,407 5,056 694 1,910 2,421 359 709 2,438 5,569 1,707 1,322 43,058 781
833 313 460 8,137 1,687
49 30,975 3,950 10,909 573 135 5,495 518 1,104 8,900 4,720 181 2,578 9,794 941 600 122 221 5,634 555
5,000 60 333 25,907 777 165 302 1,623 222 28,500
911 603 172 5,359 879 2,707 355 795 4,563 76 152 16,219 459 35,432
413 353 1,852 453 5,500 5,911 704 646 1,691 1,431 2,096 5,841 4,964 36,827 | 30.3215 GBP 30.3235 GBP 30.3284 GBP 30.3299 GBP 30.3356 GBP 30.3418 GBP 30.3423 GBP 30.3433 GBP 30.3518 GBP 30.3593 GBP 30.3666 GBP 30.3690 GBP 30.3732 GBP 30.3784 GBP 30.3868 GBP 30.3960 GBP 30.4049 GBP 30.4603 GBP 30.4800 GBP 30.4809 GBP
30.3305 GBP 30.3696 GBP 30.4739 GBP 30.4754 GBP 30.5000 GBP
30.2977 GBP 30.3075 GBP 30.3098 GBP 30.3346 GBP 30.3411 GBP 30.3431 GBP 30.3437 GBP 30.3463 GBP 30.3581 GBP 30.3661 GBP 30.3662 GBP 30.3679 GBP 30.3695 GBP 30.3701 GBP 30.3850 GBP 30.4000 GBP 30.4392 GBP 30.4542 GBP 30.4613 GBP 30.4779 GBP
30.2803 GBP 30.3300 GBP 30.3400 GBP 30.3403 GBP 30.3496 GBP 30.3622 GBP 30.3755 GBP 30.3771 GBP 30.3787 GBP 30.3804 GBP
30.2999 GBP 30.3132 GBP 30.3243 GBP 30.3264 GBP 30.3368 GBP 30.3438 GBP 30.3491 GBP 30.3691 GBP 30.3758 GBP 30.3799 GBP 30.3871 GBP 30.4486 GBP 30.4799 GBP 30.4800 GBP
30.3170 GBP 30.3282 GBP 30.3351 GBP 30.3363 GBP 30.3381 GBP 30.3412 GBP 30.3438 GBP 30.3452 GBP 30.3479 GBP 30.3509 GBP 30.3516 GBP 30.3569 GBP 30.4800 GBP 30.4802 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 20 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L