6th Sep 2022 17:24
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 1 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 263,553
213,181 | 28.1600 GBP
28.1500 GBP | 27.6800 GBP
27.6900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a short position | 351 30 264 480 1,839 3,415 516 34,575 391 2,210 561 30,350 22 12,254 14 8,885 28 112 697 676 57 98 611 532 19 169 6,216 136
964 7,738 4,521 650 5,260 1,641 8,801 13,650
108 9,100 3,318 101 22,866 4,181 242 396 2,501 2,118 473 3,024 364 8,600 8,404 5,311 4,795 877 7,218 1,363 1,520 1,306 3,614 2,665 381 1,076 358 193
23,073 30,000 943 39,031 600
16 | 27.7001 GBP 27.8414 GBP 27.9300 GBP 27.9479 GBP 27.9616 GBP 27.9931 GBP 27.9949 GBP 28.0000 GBP 28.0113 GBP 28.0261 GBP 28.0266 GBP 28.0278 GBP 28.0452 GBP 28.0454 GBP 28.0455 GBP 28.0587 GBP 28.0650 GBP 28.0713 GBP 28.0719 GBP 28.0789 GBP 28.0815 GBP 28.0828 GBP 28.0903 GBP 28.0975 GBP 28.1028 GBP 28.1151 GBP 28.1153 GBP 28.1361 GBP
27.8000 GBP 27.9398 GBP 27.9958 GBP 28.0185 GBP 28.0291 GBP 28.0536 GBP 28.0622 GBP 28.0767 GBP
27.9211 GBP 27.9350 GBP 27.9770 GBP 27.9788 GBP 27.9824 GBP 27.9953 GBP 27.9959 GBP 27.9962 GBP 27.9973 GBP 27.9978 GBP 27.9980 GBP 27.9992 GBP 27.9999 GBP 28.0067 GBP 28.0121 GBP 28.0155 GBP 28.0236 GBP 28.0240 GBP 28.0347 GBP 28.0480 GBP 28.0562 GBP 28.0571 GBP 28.0585 GBP 28.0692 GBP 28.0878 GBP 28.0993 GBP 28.1278 GBP 28.1449 GBP
27.8650 GBP 27.9730 GBP 27.9889 GBP 28.0252 GBP 28.1333 GBP
27.8781 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 6 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L