2nd Sep 2022 15:04
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 31 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 559,893
278,243 | 28.1100 GBP
28.1100 GBP | 27.6719 GBP
27.6505 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 48 359 2,655 3,937 92 4 10,878 1,121 325 16 12,386 9,958 33,979 865 842 341 2,837 362 87 840 23 10,713 2,845 5,790 30,660 1,546 1,399 479 188 101 7 4 31 31,182 9,226 51 1,445 1,483 41 98
422 1,138 38 50
39 45 86 3,283 230 518 900 2,700 5,100 4,722 9,915 15,983 1,212 2,962 461 575 1,184 1,169 80 84 83 52 57 12,868 227 15,783 210
65,000 551 30,000 180 46,950 3,233 22,856 2,963 410 751 43,574
1,199 561
388 582 | 27.6801 GBP 27.7823 GBP 27.8830 GBP 27.8870 GBP 27.8945 GBP 27.9028 GBP 27.9164 GBP 27.9175 GBP 27.9177 GBP 27.9204 GBP 27.9205 GBP 27.9244 GBP 27.9248 GBP 27.9252 GBP 27.9317 GBP 27.9351 GBP 27.9388 GBP 27.9402 GBP 27.9417 GBP 27.9421 GBP 27.9423 GBP 27.9438 GBP 27.9457 GBP 27.9482 GBP 27.9490 GBP 27.9527 GBP 27.9566 GBP 27.9571 GBP 27.9667 GBP 27.9701 GBP 27.9728 GBP 27.9906 GBP 27.9914 GBP 28.0000 GBP 28.0008 GBP 28.0022 GBP 28.0065 GBP 28.0085 GBP 28.0087 GBP 28.1101 GBP
27.8000 GBP 27.9480 GBP 27.9876 GBP 27.9925 GBP
27.7175 GBP 27.7176 GBP 27.8099 GBP 27.8498 GBP 27.8982 GBP 27.9040 GBP 27.9150 GBP 27.9161 GBP 27.9181 GBP 27.9288 GBP 27.9327 GBP 27.9368 GBP 27.9374 GBP 27.9495 GBP 27.9497 GBP 27.9499 GBP 27.9524 GBP 27.9633 GBP 27.9653 GBP 27.9799 GBP 27.9853 GBP 27.9900 GBP 27.9980 GBP 27.9985 GBP 27.9999 GBP 28.0000 GBP 28.0135 GBP
27.7416 GBP 27.7960 GBP 27.8139 GBP 27.8600 GBP 27.8883 GBP 27.8995 GBP 27.9616 GBP 27.9930 GBP 28.0042 GBP 28.0056 GBP 28.0252 GBP
27.9800 GBP 27.9840 GBP
27.9886 GBP 28.0200 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 2 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L