15th Nov 2022 16:09
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 11 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 1,869,135
1,409,485 | 31.9244 GBP
32.1900 GBP | 31.2800 GBP
31.3512 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 489 575 42 419 801 754 881 7,102 17,396 4,169 321 3,708 923 1,292 107,722 2,100 212 483 61,164 194 73 242
20,000 100,000 13,263 358 25,000 28,308 6,182 14,023
38,066 96,732 155 9,091 848 1,379 171 39 946 17,763 354 167 169 95 5,637 414
2,594 82,859 100,000 5,779 300,000 1,710 8,750 1,265 91 5,339
26,822 25,000 2,472 900 3,000
2,472 103,447 9,934 900 1,500 1,500 | 31.4500 GBP 31.4792 GBP 31.4852 GBP 31.4859 GBP 31.4917 GBP 31.5273 GBP 31.5316 GBP 31.5433 GBP 31.5477 GBP 31.5498 GBP 31.5500 GBP 31.5589 GBP 31.5654 GBP 31.5792 GBP 31.6000 GBP 31.6119 GBP 31.6860 GBP 31.6879 GBP 31.6895 GBP 31.6900 GBP 31.6902 GBP 31.7029 GBP
31.3512 GBP 31.4036 GBP 31.4476 GBP 31.5875 GBP 31.6476 GBP 31.6495 GBP 31.6837 GBP 31.7161 GBP
31.4723 GBP 31.5216 GBP 31.5577 GBP 31.6016 GBP 31.6323 GBP 31.6346 GBP 31.6591 GBP 31.6663 GBP 31.6691 GBP 31.6884 GBP 31.6898 GBP 31.6904 GBP 31.7087 GBP 31.7774 GBP 31.8243 GBP 31.8818 GBP
31.3983 GBP 31.5200 GBP 31.5236 GBP 31.6416 GBP 31.6658 GBP 31.6897 GBP 31.6925 GBP 31.6945 GBP 31.6946 GBP 31.6962 GBP
31.6111 GBP 31.6738 GBP 31.7699 GBP 31.9404 GBP 32.0271 GBP
31.4957 GBP 31.6595 GBP 31.6990 GBP 32.2597 GBP 32.6408 GBP 32.6409 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 15 November 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L