2nd Sep 2022 15:02
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 30 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 600,274
178,145 | 28.4203 GBP
28.4300 GBP | 27.5000 GBP
27.4900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 199 5,554 2,170 11,354 1,860 167 4,407 1,400 132 3,002 824 42 16,721 3,682 3,444 4,331 298 43,227 66 361 449 100 1,274 227
4,960 755 939 4,071 1,070 9,824 6,070 1,621
200 108 238 5,248 8,794 12,030 11,354 1,786 5,098 244 4,934 52 890
75,976 2 1,206 504
951 3,993 1,233 1,351 199 202 563 596 3,510 766 1,205 144 135 117 160 67 197
312,779 165 709 112 83 1,664 4,582 4,145 1,720 685 2,682 705 792 1,451 12,985 15 | 27.6188 GBP 27.7276 GBP 27.7883 GBP 27.8000 GBP 27.8008 GBP 27.8072 GBP 27.8133 GBP 27.8636 GBP 27.8851 GBP 27.8959 GBP 27.9328 GBP 27.9366 GBP 27.9367 GBP 27.9459 GBP 27.9561 GBP 27.9648 GBP 27.9979 GBP 28.0074 GBP 28.0081 GBP 28.0736 GBP 28.0738 GBP 28.1011 GBP 28.1020 GBP 28.2411 GBP
27.7516 GBP 27.7822 GBP 27.7958 GBP 27.8000 GBP 27.8655 GBP 27.8885 GBP 27.8886 GBP 28.1617 GBP
27.5096 GBP 27.7560 GBP 27.7803 GBP 27.8275 GBP 27.8495 GBP 27.8560 GBP 27.8805 GBP 27.8842 GBP 27.8900 GBP 27.9337 GBP 27.9486 GBP 27.9757 GBP 28.0778 GBP
27.6603 GBP 27.8000 GBP 27.8418 GBP 28.3736 GBP
27.6902 GBP 27.7953 GBP 27.7999 GBP 27.8000 GBP 27.9349 GBP 27.9443 GBP 27.9673 GBP 27.9833 GBP 28.0245 GBP 28.0689 GBP 28.0772 GBP 28.1015 GBP 28.1318 GBP 28.1319 GBP 28.1692 GBP 28.3099 GBP 28.3200 GBP
27.5900 GBP 27.5901 GBP 27.6904 GBP 27.7073 GBP 27.7200 GBP 27.7851 GBP 27.8393 GBP 27.8544 GBP 27.9152 GBP 27.9307 GBP 27.9429 GBP 27.9473 GBP 27.9584 GBP 27.9950 GBP 28.0209 GBP 28.3016 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 2 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L