26th Sep 2022 15:52
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 22 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 1,426,773
1,689,022 | 31.4300 GBP
31.4300 GBP | 31.0200 GBP
31.0200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position | 221 27,722 31,001 224,201 34,536 303 15,139 26,186 36,299 63,615 876
145,000 7,295 47,354 25,000 10,000 25,000 25,000 25,000 50,000 25,000 183,225 25,000 577 1,248 13,163 9,279 25,000
8,080 192 139 20,820 920 259 1,237 2,411 262 18,586 2,319 4,019
68,252 15,000 30,954 25,000 3,520 9,694 11,448 1,669 1,262 6,897 374 55,382
3,474 1,976 659 9,004 1,866 2,312 6,662 1,224 2,181 913 2,528 115 921 12,313 2,167 13,132 11,642
7,848 2,383 102 7,469 3,170 2,350 2,237 17,839 8,630 127 324 2,432 1,558 3,205 8,443 4,972 | 31.0900 GBP 31.1386 GBP 31.1523 GBP 31.2104 GBP 31.2348 GBP 31.2386 GBP 31.2485 GBP 31.2502 GBP 31.2506 GBP 31.3484 GBP 31.3722 GBP
31.0200 GBP 31.1106 GBP 31.1477 GBP 31.1977 GBP 31.2270 GBP 31.2477 GBP 31.2486 GBP 31.2526 GBP 31.2977 GBP 31.2993 GBP 31.3472 GBP 31.3477 GBP 31.3678 GBP 31.3700 GBP 31.3904 GBP 31.3910 GBP 31.3977 GBP
31.0907 GBP 31.1100 GBP 31.1477 GBP 31.2375 GBP 31.2381 GBP 31.3028 GBP 31.3086 GBP 31.3289 GBP 31.3695 GBP 31.3844 GBP 31.3910 GBP 31.4100 GBP
31.0200 GBP 31.1106 GBP 31.1138 GBP 31.1167 GBP 31.2012 GBP 31.2128 GBP 31.2170 GBP 31.3268 GBP 31.3384 GBP 31.3618 GBP 31.3747 GBP 31.3958 GBP
31.0591 GBP 31.0683 GBP 31.0691 GBP 31.0804 GBP 31.0827 GBP 31.0878 GBP 31.0884 GBP 31.0998 GBP 31.1589 GBP 31.1699 GBP 31.2480 GBP 31.2481 GBP 31.2828 GBP 31.3190 GBP 31.3684 GBP 31.3692 GBP 31.3700 GBP
31.1003 GBP 31.1052 GBP 31.1057 GBP 31.1062 GBP 31.1293 GBP 31.1554 GBP 31.1700 GBP 31.1963 GBP 31.2510 GBP 31.2654 GBP 31.3043 GBP 31.3243 GBP 31.3477 GBP 31.3647 GBP 31.3700 GBP 31.3702 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L