6th Sep 2022 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 5 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 292,045
288,683 | 28.5543 GBP
28.5500 GBP | 28.1400 GBP
28.1000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
| 4,380 11 1 2,314 31 1,115 20 717 146 26 65 3,221 7 38,728 26 1,078 268 15,955 451 2,484 51 8,246 47 109 129 4,238 19 81 703 23 128 6,341 13,003
424 122,082 4,117 330 1,599 782
5,014 172 133 2,940 641 280 518 292 1,619 1,718 4,530 16 500
14,863 127 15,016 1,482
39 954 2,581 1,603 38 1,493 2,122 11,367 15,916
158 4,437 1,586 1,337 1,750 2,683 309 891 3,131 182 63 81 19,505 | 28.3812 GBP 28.3819 GBP 28.3928 GBP 28.3929 GBP 28.4040 GBP 28.4046 GBP 28.4221 GBP 28.4224 GBP 28.4235 GBP 28.4267 GBP 28.4341 GBP 28.4344 GBP 28.4354 GBP 28.4356 GBP 28.4362 GBP 28.4366 GBP 28.4374 GBP 28.4433 GBP 28.4441 GBP 28.4470 GBP 28.4604 GBP 28.4621 GBP 28.4622 GBP 28.4878 GBP 28.4879 GBP 28.4900 GBP 28.4907 GBP 28.4910 GBP 28.4939 GBP 28.4962 GBP 28.5238 GBP 28.5500 GBP 28.5508 GBP
28.1209 GBP 28.4019 GBP 28.4500 GBP 28.4724 GBP 28.5336 GBP 28.5457 GBP
28.3676 GBP 28.4026 GBP 28.4031 GBP 28.4112 GBP 28.4168 GBP 28.4214 GBP 28.4219 GBP 28.4249 GBP 28.4450 GBP 28.4474 GBP 28.4566 GBP 28.4671 GBP 28.5010 GBP
28.3979 GBP 28.4482 GBP 28.4997 GBP 28.5543 GBP
28.2299 GBP 28.4100 GBP 28.4116 GBP 28.4242 GBP 28.4499 GBP 28.4638 GBP 28.4819 GBP 28.5475 GBP 28.5500 GBP
28.2409 GBP 28.2672 GBP 28.3730 GBP 28.3791 GBP 28.4147 GBP 28.4201 GBP 28.4216 GBP 28.4280 GBP 28.4309 GBP 28.4392 GBP 28.4401 GBP 28.4759 GBP 28.5474 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 6 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L