5th Sep 2022 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVEVA Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to AVEVA Group plc |
(d) Date dealing undertaken: | 2 September 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Schneider Electric SE |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3 5/9p ordinary | Purchase
Sale | 251,152
175,786 | 28.4500 GBP
28.4500 GBP | 27.9800 GBP
27.9800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3 5/9p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
| 600 1,154 1,668 8,167 1,714 1,019 3,282 889 2,747 2,862 94 666 1,872 118 201 23,364 19 3,970 59 4,490 5,200 7,949 4,490 2,123 2,152 37 13,547 10,519
76 2,351 1,177 5,052 6,825 4,086 19 3 8,066
169 719 74 302 2,538 6,906 1,225 718 610 932 9,100 2,516 460 1,632 194 6,341 138 610 17 4,284 50 862 34,738
876 44,978 27,162 978 2,780 277 | 27.9907 GBP 28.0252 GBP 28.0398 GBP 28.0505 GBP 28.0543 GBP 28.0624 GBP 28.0626 GBP 28.0682 GBP 28.0768 GBP 28.0802 GBP 28.0831 GBP 28.0907 GBP 28.0971 GBP 28.0989 GBP 28.0996 GBP 28.1487 GBP 28.1533 GBP 28.1535 GBP 28.1536 GBP 28.1722 GBP 28.1867 GBP 28.1971 GBP 28.2145 GBP 28.2237 GBP 28.2358 GBP 28.2724 GBP 28.4462 GBP 28.4500 GBP
27.9897 GBP 28.0273 GBP 28.0519 GBP 28.0695 GBP 28.0977 GBP 28.4457 GBP 28.4458 GBP 28.4467 GBP 28.4494 GBP
27.9799 GBP 27.9892 GBP 27.9899 GBP 27.9955 GBP 27.9992 GBP 28.0436 GBP 28.0505 GBP 28.0541 GBP 28.0543 GBP 28.0550 GBP 28.0700 GBP 28.0933 GBP 28.1010 GBP 28.1153 GBP 28.1410 GBP 28.1457 GBP 28.1581 GBP 28.1832 GBP 28.1833 GBP 28.1983 GBP 28.2636 GBP 28.4237 GBP 28.4500 GBP
28.0000 GBP 28.0177 GBP 28.0470 GBP 28.0506 GBP 28.2441 GBP 28.3785 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 5 September 2022 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
AVV.L